A complete list of active advisors currently associated with Investment Management Services Group, LLC

Warmer can help you find a great advisor at Investment Management Services Group, LLC or one who fits your needs even better.

Investment Management Services Group, LLC provides discretionary portfolio management primarily to individual clients, including both high‑net‑worth and non‑HNW households. The firm operates with a small advisory team (three advisors), serving about 101 clients and managing roughly $9.6 million in client assets. The firm’s investment process blends fundamental, technical and cyclical analysis to construct diversified, equity‑focused portfolios for income, muni‑income, and growth/income objectives, and may use ETFs, closed‑end funds, REITs, preferred shares, mortgage REITs and municipal bonds. Portfolios are managed on a discretionary, asset‑based fee basis with regular reviews, position stop‑loss rules (rolling stops typically around 25%), and custody/execution handled through a recommended broker‑dealer relationship. A notable feature is the firm’s affiliation with an insurance agency: several management personnel are licensed to sell life, health and annuity products, and a firm principal devotes a substantial portion of their time to the agency, creating potential referral and commission conflicts of interest the brochure discloses. The firm also disclosed a prior state regulator settlement addressing supervisory and designation‑related recordkeeping deficiencies, which was resolved without admission of wrongdoing.

To learn more about the advisors currently working at Investment Management Services Group, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.