Investment Strategies, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates and charitable organizations. Services include portfolio management (both discretionary and non‑discretionary), comprehensive financial planning (cash flow, tax, insurance review, retirement and estate planning) and acting as a referral liaison to third‑party money managers.
Investment Strategies customizes portfolios using fundamental, technical and cyclical analysis and offers both direct management and digital platform solutions; it uses the Betterment for Advisors platform and may delegate management to independent managers while supervising performance. The firm also arranges for third‑party money managers to manage accounts and provides client support and ongoing liaison services with those managers.
Notable distinctions include the firm’s small scale (two advisors and roughly $8.8 million in AUM) and a recent regulatory disclosure: an August 2025 agreement with the state regulator that included a civil penalty and a 24‑month restriction on recommending non‑publicly traded securities. The brochure also discloses that the firm’s principal has an affiliated insurance business that occupies a substantial portion of his time and that the firm receives referral and incentive compensation from third‑party managers (including arrangements with Gradient Investments), conflicts the firm says it manages through disclosure and fiduciary procedures.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$300 fee for Client Directed Accounts with Gradient Investments.
$0+: Up to 2% annually based on total assets under management; fees are negotiable. For Betterment platform, 0.91% annually (0.75% to IS plus 0.16% platform fee). All Assets+: ERISA 3(21) Plan services at 1% annually based on plan assets. All Assets+: Third Party Money Manager fee schedules with Gradient Investments, LLC: flat annual fees ranging from 1.00% to 2.05% depending on portfolio type.
Minimum fee: $300 quarterly service fee (technology fee) applies to Third Party Money Manager portfolios Fee-only: IS is a fee-based financial planning firm; no commissions earned.
Main office
932 SW 107th St, Suite 200
Oklahoma City OK 73170
Advisors at this office
2
Most active in
Oklahoma · Texas
Also doing business as
Bertand Wealth Strategies, L.L.C. · Bertrand Wealth Strategies, L.L.C. · Bertrand, Carrie Elizabeth · Investment Strategies, LLC · Retirement Strategies Advisors · Retirement Strategies Advisors, L.L.C.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Rhett W
Series 63, Series 65
Oklahoma City, OK
Investment Strategies, LLC
Rhett Wood is a financial advisor at Investment Strategies, LLC with 14 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Retirement Income Strategies, Inc. since 2017 and at Investment Strategies, LLC since 2014. Wood operates an affiliated insurance sales business. Investment Strategies, LLC provides investment advisory and financial planning services to individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations, utilizing a combination of fundamental, technical, and cyclical analysis. The firm offers both direct management and digital platform solutions and supervises third-party money managers while providing ongoing client support.
Marcus R
Series 65
Oklahoma City, OK
Investment Strategies, LLC
Marcus Rose is a Series 65-credentialed financial advisor with 10 years of industry experience, currently serving at Investment Strategies, LLC in Oklahoma City. His prior experience includes roles at Rose Retirement and Investments, LLC and Bertrand Retirement Solutions. Outside of finance, he owns a photography business, Figure 8 Photos, and is also involved in personal training through 321, GO, LLC. Investment Strategies, LLC provides investment advisory and financial planning services to individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm customizes portfolios using fundamental, technical, and cyclical analysis, offering both direct management and digital platform solutions, while also coordinating with third-party money managers.
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