A complete list of active advisors currently associated with Investors Advisory Services Inc

Warmer can help you find a great advisor at Investors Advisory Services Inc or one who fits your needs even better.

The firm provides discretionary portfolio management to a small client base that includes individuals as well as entities such as corporations, trusts, estates, and charitable organizations. It offers investment management only (no financial planning, tax, or trust services) and documents client objectives through a signed Investment Management Worksheet that is updated periodically. Investment activity is limited to marketable securities—equities, corporate and government bonds, money market instruments, ETFs, and options on equities—and the firm uses a computer screening program combined with practitioner judgment for security selection and trade timing. It employs option strategies, including option writing and covered options, and operates a dividend-capture program for larger accounts that opt in, reflecting active tactical trading for portions of some portfolios. Noteworthy differences from many peers include a past regulatory disclosure event: a state securities examination in 2015 identified disclosure deficiencies that were corrected and resulted in a fine. The firm also operates as a directed-brokerage, single-advisor practice that does not aggregate trades across clients and maintains written compliance measures (including a Code of Ethics, cybersecurity policies, and professional liability insurance).

To learn more about the advisors currently working at Investors Advisory Services Inc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.