Investors Capital Management Inc.

Investors Capital Management, Inc. is a fee-only registered investment adviser that provides discretionary portfolio management and financial guidance to individuals, families, trusts, foundations, pension plans, and charitable organizations. The firm customizes portfolios using a range of liquid public securities — including ETFs and mutual funds, individual equities and bonds, TIPS, commodities via ETFs/ETNs, and master limited partnerships — and also offers monitored accounts that are managed independently of the firm per client instructions.

The firm describes a long-term, low-turnover investment approach driven by fundamental research, with explicit emphasis on growth, earnings relative to valuation, and monitoring secular global trends; fixed income management focuses on duration, default, and spread risk. Client portfolios are tailored by risk tolerance, liquidity needs, and specific client requests (including the ability to own or avoid specific securities), and investment decisions are made collaboratively by the firm’s senior investment officers.

ICM manages roughly $74 million for a relatively small client base and notes no formal account minimum, a combination that supports more individualized attention and frequent account reviews. The firm provides independently prepared quarterly appraisals in addition to custodian statements, maintains formal policies around third‑party money movement authorizations consistent with Connecticut banking guidance, and discloses governance practices such as abstaining from performance fees, avoiding soft dollars, and requiring pre-approval for most employee trades.