Invictus Private Wealth, LLC

Invictus Private Wealth provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, employer retirement plans and business entities. Its primary offerings include comprehensive portfolio management, standalone financial planning and ongoing retirement plan consulting.

The firm describes a multi‑disciplinary investment approach that blends fundamental, technical, quantitative and sector analysis with asset-allocation, alternative investments and fixed‑income strategies, and includes options strategies such as covered calls. Portfolios for comprehensive management clients are continuously monitored and managed on a discretionary basis, and the brochure notes use of third‑party research and proxy‑voting resources (Broadridge/Glass Lewis) and custody and execution tools provided through Schwab.

What distinguishes Invictus in the brochure is the scale of assets and client relationships relative to its advisory staff: the firm reports roughly $1.71 billion in regulatory AUM across about 461 client relationships, implying a high client-to-advisor and AUM-per-advisor workload compared with many peers. The brochure also discloses operational features that are less common for team firms — use of derivatives and option strategies within managed accounts, representatives’ dual registration with a broker-dealer (PKS), receipt of transition assistance from Schwab, and occasional travel reimbursements from product sponsors — all of which are identified as potential conflicts to be managed.