Iron River Capital LLC logo

Iron River Capital LLC

Updated today

Client assets under management

$90,802,039

Clients

142

32% high-net-worth

Advisors

4

of 5 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

36

Low

Average account size

$639,451

About

Iron River Capital LLC provides investment advisory services primarily to individual and high‑net‑worth clients, including ongoing portfolio management, financial and estate planning, and account monitoring. Like most comparable team firms, it charges percentage‑of‑AUM fees and manages client accounts on a discretionary basis.

The firm documents client objectives in individualized Investment Policy Statements, uses both fundamental and technical analysis with a long‑term trading orientation, and employs model allocations with at least quarterly portfolio reviews. It may allocate portions of client assets to third‑party advisers, and it offers a held‑away asset management option that uses an order‑management platform to view and rebalance linked custodial accounts.

Compared with peers, Iron River is unusual in operating five offices and in offering a complimentary e‑newsletter to clients, both of which are uncommon for firms its size. The brochure also discloses that several supervised persons engage in insurance brokerage and accounting activities and that the firm has related corporate affiliations and other outside roles (including media and research activities), with stated policies to disclose and manage the resulting conflicts of interest.

Client services

Financial planning Portfolio management Selection of other advisers Newsletters or periodicals

Expertise

Annuities

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Fee options

Fixed

Financial planning fixed fees between $1,000 and $10,000; estate planning fixed fees between $1,000 and $5,000

Percentage

$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.35% $1,000,001 - $2,000,000: 1.20% $2,000,001+: 0.95%

Commissions

Commission-based insurance products offered by some representatives, disclosed conflicts of interest

Project-based

Financial planning hourly fees between $125 and $200

Other

Minimum fee: $500 per quarter minimum fee, may be waived at firm's discretion Fee-only: Portfolio management, financial and estate planning, account monitoring services; no commissions disclosed for advisory fees

Main office location

Iron River Capital LLC

752 Main Avenue, Unit 201

Durango CO 81301, United States

Number of offices

5

Most active in

Arizona · Colorado · Florida · New Mexico · North Carolina · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Weldon N

Series 65

Durango, CO

Iron River Capital LLC

Weldon Neff is a financial advisor at Iron River Capital LLC with four years of industry experience. He holds a Series 65 designation and previously worked for over two decades in the 11th Judicial District and Magistrate Courts. Iron River Capital LLC provides investment advisory services primarily to individual and high-net-worth clients, focusing on portfolio management, financial and estate planning, and account monitoring. The firm operates five offices and offers a complimentary e-newsletter to clients, using a combination of fundamental and technical analysis with a long-term trading orientation.

Annuities
user avatar

Robert R

Series 63, Series 65

Dripping Springs, TX

Iron River Capital LLC

Robert Requard is a financial advisor at Iron River Capital LLC with six years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at B. Riley Wealth Advisors, Inc., National Asset Management, Inc., and Breckenridge Financial LLC, where he also serves as an insurance agent. Outside of his advisory role, he is a board member of Trilogy Innovations, a non-investment-related business. Iron River Capital LLC provides investment advisory services primarily to individual and high-net-worth clients, offering portfolio management, financial and estate planning, and account monitoring. The firm employs both fundamental and technical analysis with a long-term trading orientation and operates multiple offices, which is notable for a firm of its size.

Annuities
user avatar

Shaun C

Series 66

Durango, CO

Iron River Capital LLC

Shaun Connolly is a financial advisor at Iron River Capital LLC with 16 years of industry experience. He holds a Series 66 designation and has worked at Regulus Advisors, LLC, Iron River Capital LLC, and Connolly Financial LLC. Outside of advising, he hosts a radio show and serves as an independent licensed insurance producer. Iron River Capital LLC provides investment advisory services primarily to individual and high-net-worth clients, offering portfolio management, financial and estate planning, and account monitoring. The firm uses both fundamental and technical analysis with a long-term trading approach and maintains multiple offices while providing clients with a complimentary e-newsletter.

Annuities
user avatar

Louis D

Series 63, Series 65

Phoenix, AZ

Iron River Capital LLC

Louis Di Muro is a financial advisor at Iron River Capital LLC with three years of industry experience. He holds Series 63 and Series 65 licenses and also operates a single-member CPA firm providing tax preparation services. Additionally, he runs a single-member insurance LLC focused on life insurance and annuity sales. Iron River Capital LLC provides investment advisory services primarily to individual and high-net-worth clients, offering portfolio management, financial and estate planning, and account monitoring. The firm uses individualized Investment Policy Statements and combines fundamental and technical analysis with a long-term trading approach.

Annuities
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