IS Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
IS Capital Management is an independent registered investment adviser that provides investment management, financial planning, retirement-plan rollover education, and hourly consulting primarily for individual clients and, less commonly, for pension or profit‑sharing plans. The firm offers ongoing portfolio management and tailored planning advice intended to align with each client’s stated objectives.
Portfolios are positioned toward conservative, income‑oriented strategies with a notable emphasis on dividend‑producing equities, particularly preferred stocks and closed‑end funds, and the firm relies on fundamental, technical and cyclical analyses to guide security selection and rebalancing. Accounts are reviewed regularly and managed with discretion, and the brochure highlights liquidity and other risks specific to closed‑end funds and similar instruments.
The firm discloses an affiliation with an insurance company and that its principal sells insurance for commission, a relationship noted as a potential conflict of interest addressed through fiduciary obligations and internal policies. IS Capital Management manages roughly $3.0 million for a small client base (16 clients) and regulatory filings disclose that the firm’s principal is subject to two IRS liens.
Client services
Expertise
Fee options
Fixed fees generally range from $500 to $2,500, may exceed $5,000 depending on complexity.
Negotiated up to 1%
Up to $250 per hour, negotiable based on scope and relationship.
Main office
Dallas TX
Advisors at this office
1
Most active in
Texas
Also doing business as
Is Capital Management · Is Capital Management, Limited Liability Company
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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