IWM Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
IWM Advisors, LLC provides advisory services to high‑net‑worth individuals, pension and profit‑sharing plans, charitable organizations, and business entities. The firm offers financial planning and the selection and monitoring of third‑party money managers, producing individualized investment policy statements and asset allocation recommendations for each client.
Rather than managing client portfolios directly, IWM introduces clients to outside money managers, conducts due diligence, and may monitor those managers for a negotiated fee; it does not exercise discretionary trading authority over client accounts. The firm describes its investment methods as grounded in fundamental analysis and modern portfolio theory and indicates that it pursues both long‑term and short‑term strategies through selected managers.
The brochure discloses several firm relationships and potential conflicts of interest that distinguish it from many peers: the firm is an owner and managing member of another SEC‑registered adviser and may receive a share of compensation for clients who engage that affiliate, and the firm’s principal is a licensed insurance agent who may offer commissionable insurance products. The filing also documents material changes (including a recent update to assets under advisement) and shows the firm operates with a very small advisory team and client base while reporting a substantially larger amount of assets under advisement, a combination that is atypical for similarly sized independent advisers.
Client services
Expertise
Fee options
Fixed fees for financial planning range from $2,500 to $25,000
0.20% to 0.50% (based on scope of engagement)
$400 to $500 per hour (financial planning services)
Account minimum: $10,000 per year for asset management or asset supervision
Main office
New York NY
Advisors at this office
1
Most active in
Connecticut · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)