J.K. Financial, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
J.K. Financial, Inc. provides wealth management, discretionary investment management, and financial planning to individuals, high‑net‑worth clients, trusts, estates, businesses, and charitable organizations. The firm reports approximately $195.8 million in discretionary assets under management across about 133 client relationships and implements portfolios using mutual funds, ETFs, individual stocks, bonds and, when appropriate, options.
The firm employs both fundamental and technical analysis and generally follows a long‑term investment approach while permitting shorter‑term trades for rebalancing or client cash needs; portfolio construction is tailored to each client’s goals, risk tolerance and financial situation. J.K. Financial emphasizes continuous personal contact, offers standalone or integrated financial planning, and acts as a fiduciary when advising on retirement account rollovers or distributions.
Several features distinguish the firm from many peers: the brochure explicitly notes the use of options contracts in client accounts, reflecting a willingness to use derivatives in separately managed accounts that is uncommon among similar advisers. J.K. Financial also maintains a small advisory team and an institutional relationship with Schwab that provides technology and operational support, typically requires a $1 million relationship size (waivable), and directs prospective clients to its public website and SEC profile while advertising third‑party ratings in its public materials.
Client services
Expertise
Fee options
$0+: 1.75% annually +: 0.50% annually
Up to $250 per hour, negotiable
Account minimum: $1,000,000
Main office
See office8222 Douglas Ave, Suite 590
Dallas TX 75225
Advisors at this office
1
Offices (2)
Most active in
Texas · Virginia
Also doing business as
J.K. Financial, Inc. · Jk Capital Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
John K
CFP®, CFA®, Series 63
Dallas, TX
J.K. Financial, Inc.
John Kvale is a CFP® and CFA® with 30 years of industry experience. He has been with J.K. Financial, Inc. in Dallas, TX since 2005. J.K. Financial, Inc. provides wealth management, discretionary investment management, and financial planning to individuals, high-net-worth clients, trusts, estates, businesses, and charitable organizations. The firm employs both fundamental and technical analysis with a long-term investment approach, incorporating options contracts and tailoring portfolios to client goals and risk tolerance.
Donald C
CFA®, Series 63
Houston, TX
J.K. Financial, Inc.
Donald Capone III is a CFA® charterholder and holds a Series 63 license with 10 years of industry experience. He has been with J.K. Financial, Inc. since 2005, a firm based in Houston, TX. J.K. Financial, Inc. provides wealth management, discretionary investment management, and financial planning to individuals, high-net-worth clients, trusts, estates, businesses, and charitable organizations. The firm utilizes both fundamental and technical analysis and incorporates options contracts within client portfolios, offering tailored investment strategies aligned with each client’s goals and risk tolerance.
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