J K R & Company, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
JKR & Company provides investment management, financial planning, and retirement plan services to individuals, high net worth clients, and plan sponsors. Like many team firms, it offers ongoing portfolio management and written financial plans and generally charges advisory fees based on assets under management.
As a registered investment adviser JKR serves as a fiduciary and typically delivers customized, often discretionary, portfolios with continuous monitoring and periodic (at least quarterly) account reviews; the firm reported $152,415,717 in discretionary assets under management and approximately $188,780,846 in retirement plan assets under advisement. Client assets are custodied at independent broker-dealers (Pershing or Schwab) and the firm implements IPS-driven asset allocation, rebalancing, and periodic performance reporting.
Operationally JKR is dually registered as a broker-dealer that clears through Pershing and is licensed to sell insurance products, and certain advisory personnel maintain insurance licenses — arrangements the firm discloses as potential conflicts of interest because the broker-dealer receives portions of ticket charges and may collect 12b‑1 fees. Its combination of RIA advisory services, continuing broker‑dealer activity, insurance product licensing, and a reported FINRA enforcement matter related to AML controls are distinctive features prospective clients should consider.
Client services
Expertise
Occupation focus
Fee options
Fixed financial planning fees from $2,500 to $10,000 depending on complexity.
up to 1.5% annually (set by each IAR, max 1.5%)
Separate commissions possible through broker-dealer registered representatives and insurance sales.
Up to $250/hour for financial consulting/planning.
Account minimum: $50,000 Fee-only: Financial planning fixed fees range from $2,500 to $10,000; hourly fees up to $250/hour.
Main office
See office7145 Woodley Avenue
Van Nuys CA 91406
Advisors at this office
2
Offices (3)
Most active in
California
Also doing business as
J K R & Company, Inc. · Jenks, Kennifer & Richardson, Incorporated · Jenks, Kennifer, Richardson & Company, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Frederick P
Series 63, Series 65
Laguna Niguel, CA
J K R & Company, Inc.
Frederick Pieracci is a financial advisor with J K R & Company, Inc. in Laguna Niguel, CA, holding Series 63 and Series 65 licenses and bringing 45 years of industry experience. He has worked at NFP Retirement, Kestra Investment Services, and has been the owner and president of Cape Star Company, an insurance services firm, since 1977. J K R & Company provides investment management, financial planning, and retirement plan services to individuals, high net worth clients, and plan sponsors. The firm offers customized, discretionary portfolios with ongoing monitoring and quarterly reviews, managing significant discretionary and retirement plan assets.
Jay H
Series 65
Van Nuys, CA
J K R & Company, Inc.
Jay Henriksen is a financial advisor at J K R & Company, Inc. with eight years of industry experience. He holds a Series 65 designation and has a background that includes a 20-year tenure at Medtronic prior to joining J K R & Company in 2018. J K R & Company provides investment management, financial planning, and retirement plan services to individuals, high net worth clients, and plan sponsors. The firm delivers customized portfolios with ongoing monitoring and offers written financial plans, managing significant discretionary and retirement plan assets.
John P
Series 63
Laguna Niguel, CA
J K R & Company, Inc.
John Pieracci is a financial advisor at J K R & Company, Inc. with 36 years of industry experience. He has worked at J K R & Co. since 2016 and has operated his own insurance services businesses since 1984. His other business activities include managing insurance agencies focused on providing contractor-related benefits. J K R & Company, Inc. offers investment management, financial planning, and retirement plan services to individuals, high net worth clients, and plan sponsors. The firm delivers customized, often discretionary portfolios with continuous monitoring and quarterly reviews.
James E
Series 63, Series 65
Van Nuys, CA
J K R & Company, Inc.
James Ellis is a financial advisor with J K R & Company, Inc. in Van Nuys, CA, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has been with J K R & Company since 1999. In addition to his advisory role, he operates a sole proprietorship focused on term insurance sales and presentations through Retirement Planning Assoc. J K R & Company serves individuals, high net worth clients, and plan sponsors by providing investment management, financial planning, and retirement plan services. The firm offers discretionary portfolio management guided by investment policy statements, with continuous monitoring and quarterly reviews.
James R
Series 63
Laguna Beach, CA
J K R & Company, Inc.
James Richardson is a financial advisor at J K R & Company, Inc. with 56 years of industry experience. He has been with J K R & Company since 1979 and holds a Series 63 designation. J K R & Company provides investment management, financial planning, and retirement plan services to individuals, high net worth clients, and plan sponsors. The firm manages discretionary portfolios with ongoing monitoring and delivers written financial plans, serving as a fiduciary with a focus on customized asset allocation and periodic account reviews.
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