J K R & Company, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
JKR & Company operates as a team investment adviser and broker‑dealer serving individuals (including high‑net‑worth clients) and retirement plan sponsors, offering discretionary portfolio management, written financial planning, and retirement plan consulting. The firm reports roughly $136 million in assets under management and advises on approximately $179 million in retirement plan assets.
Advisers customize portfolios to clients’ risk tolerances and time horizons, provide ongoing monitoring and rebalancing, and deliver regular performance reporting; client assets are held at independent custodians such as Pershing and Schwab. The firm also supports plan sponsors with IPS development, optioned investment lineups, vendor oversight, and can provide standalone or integrated financial planning engagements.
JKR’s structure is distinctive for a team firm because it operates dually as an RIA and a FINRA‑member broker‑dealer, and its advisers are licensed to sell insurance products, so some personnel may implement recommendations in a separate, commissionable capacity — a conflict the firm discloses. The firm maintains multiple branch offices and its brochure discloses past FINRA matters related to broker‑dealer compliance (AML and discretionary trading), which are described in its regulatory disclosures.
Client services
Expertise
Fee options
Fixed fee for written financial plans ranging from $2,500 to $10,000 depending on complexity
Up to 1.5% annually (set individually by each IAR, not to exceed 1.5%)
Up to $250 per hour for financial planning consultations
Account minimum: $50,000
Main office
See office7145 Woodley Avenue
Van Nuys CA 91406
Advisors at this office
2
Offices (3)
Most active in
California
Also doing business as
J K R & Company, Inc. · Jenks, Kennifer & Richardson, Incorporated · Jenks, Kennifer, Richardson & Company, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Frederick P
Series 63, Series 65
Laguna Niguel, CA
J K R & Company, Inc.
Frederick Pieracci is a financial advisor with J K R & Company, Inc., holding Series 63 and Series 65 credentials and bringing 45 years of industry experience. He has worked at firms including NFP Retirement, Kestra Investment Services, and has owned Cape Star Company, where he serves as president, focusing on life insurance products and non-qualified deferred compensation. J K R & Company operates as a team investment adviser and broker-dealer serving individuals, including high-net-worth clients, and retirement plan sponsors. The firm offers discretionary portfolio management, financial planning, and retirement plan consulting, managing approximately $136 million in assets and advising on about $179 million in retirement plan assets.
Jay H
Series 65
Van Nuys, CA
J K R & Company, Inc.
Jay Henriksen is a Series 65-licensed financial advisor with J K R & Company, Inc. in Van Nuys, CA, where he has worked since 2018. He has eight years of industry experience and previously spent 20 years at Medtronic. J K R & Company operates as a team investment adviser and broker-dealer serving individuals, including high-net-worth clients, and retirement plan sponsors. The firm offers discretionary portfolio management, financial planning, and retirement plan consulting, managing approximately $136 million in client assets and advising on about $179 million in retirement plan assets.
John P
Series 63
Laguna Niguel, CA
J K R & Company, Inc.
John Pieracci is a financial advisor with J K R & Company, Inc., holding a Series 63 designation and bringing 36 years of industry experience. He has been with J K R & Company since 2016 and also operates two insurance-related businesses. J K R & Company functions as a team-based investment adviser and broker-dealer, serving individuals, high-net-worth clients, and retirement plan sponsors with portfolio management, financial planning, and retirement consulting services.
James E
Series 63, Series 65
Van Nuys, CA
J K R & Company, Inc.
James Ellis is a financial advisor with J K R & Company, Inc. in Van Nuys, CA, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been with J K R & Company since 1999. Outside of his advisory role, Ellis operates a sole proprietorship focused on term insurance sales and presentations. J K R & Company provides discretionary portfolio management, financial planning, and retirement plan advisory services to individuals, including high net worth clients, and plan sponsors. The firm customizes investment recommendations based on client risk tolerance and time horizon, emphasizes ongoing account supervision, and utilizes institutional trading and custody arrangements.
James R
Series 63
Laguna Beach, CA
J K R & Company, Inc.
James Richardson is a financial advisor at J K R & Company, Inc. in Laguna Beach, CA, holding a Series 63 designation and bringing 55 years of industry experience. He has been with J K R & Company since 1979. J K R & Company provides discretionary portfolio management, financial planning, and retirement plan advisory services to individuals, including high net worth clients, and plan sponsors. The firm customizes asset allocation and investment recommendations based on client risk tolerance and time horizon, conducting regular monitoring and quarterly reviews.
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