J. Oliver Maxwell, LLC

The firm provides fiduciary, non‑discretionary financial planning and advisory services to high‑income individuals, medical professionals, families, entrepreneurs, small and larger businesses, charitable organizations, and employer plan participants. Services include comprehensive and modular financial planning, non‑discretionary portfolio guidance and third‑party manager selection/monitoring, insurance planning, and business‑owner advisory work rooted in CEPA exit‑planning methodology.

Advice is delivered on a client‑directed basis: the firm develops recommendations aligned with each client’s objectives, risk tolerance, time horizon, and coordinate with clients’ tax and estate advisors, while clients retain authority to implement trades through qualified custodians. The firm does not take custody or discretionary trading authority, avoids alternative/illiquid investments, and supplements client work with educational seminars, workshops, and periodic newsletters intended for general financial literacy.

Noteworthy aspects relative to typical peers include the principal’s dual roles as a licensed insurance producer and a licensed real‑estate agent, the firm’s explicit offering of CEPA business‑owner value‑acceleration services, and a stated practice of publishing periodicals and running educational programs. The firm also discloses that it serves corporate/business and charitable clients and may advise or monitor other investment advisers’ client relationships; at present it reports zero regulatory AUM and will not provide advisory services or accept compensation until state registration is reinstated.