Alameda, CA Otis Drive Office

Team
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J.P. Morgan Securities

Institution

Firm-wide stats for J.P. Morgan Securities

Total advisors

14,404

Across 3,634 offices

Clients per advisor

86 Typical

Avg AUM per client

$318,381 Low

HNW client ratio

29% High

About

J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program, offering asset‑allocation advice, investment manager and fund searches, and customized performance reporting. Services are delivered by a select group of Wealth Advisors and are provided on a non‑discretionary basis, with clients retaining final decision‑making authority.

The firm’s process combines quantitative asset‑allocation modeling with centralized due diligence performed by a manager‑solutions team at a J.P. Morgan affiliate, and it applies an ESG eligibility framework when assembling investable universes and recommending Eligible Strategies. For the Program, JPMS generally charges asset‑based fees rather than fixed fees and limits recommendations to funds and strategies approved through its internal review processes.

Distinctive features include registrations and activities that are uncommon among peers: JPMS is registered as a security‑based swap dealer and as a futures commission merchant and is affiliated with swap‑dealer activities, expanding the product types it can access. The advisory business operates within the broader J.P. Morgan broker‑dealer and banking organization, commonly recommends affiliated funds and revenue‑sharing arrangements, and discloses a history of regulatory enforcement actions and settlements in its brochure.

Based on J.P. Morgan Securities

Expertise

Wealth management

Based on J.P. Morgan Securities

Occupation focus

Executive Founder/Business Owner

Based on J.P. Morgan Securities

Location

2270 Otis Drive

Alameda CA 94501

Advisors at this office

4

Advisors at this office

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Askar H

Series 63, Series 66

Alameda, CA

J.P. Morgan Securities

Askar Habybayli is a financial advisor at J.P. Morgan Securities with Series 63 and Series 66 credentials and two years of industry experience. Prior to joining J.P. Morgan Securities, he held various roles including positions at JPMorgan Chase Bank, Columbia Sportswear, and Long Beach City College. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, utilizing a process that combines quantitative asset-allocation modeling with centralized due diligence and an ESG eligibility framework. The firm delivers non-discretionary advice through a select group of Wealth Advisors and offers access to a broad range of products, including those available through its affiliated entities.

Wealth management Executive Founder/Business Owner
user avatar

Jimin C

Series 63, Series 66

Alameda, CA

J.P. Morgan Securities

Jimin Chen is a financial advisor at J.P. Morgan Securities with eight years of industry experience. Chen holds Series 63 and Series 66 licenses and has previously worked at Wells Fargo and HSBC. Outside of finance, Chen is a silent partner in a hospitality business, Jimin and William Corporation, which operates Vinum Bar. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines institutional advisory operations with broker-dealer and investment adviser registrations, delivering recommendations on a non-discretionary basis.

Wealth management Executive Founder/Business Owner
user avatar

Lien L

CFP®, Series 63, Series 65

Alameda, CA

J.P. Morgan Securities

Lien Lay is a CFP®-certified financial advisor with J.P. Morgan Securities, based in Alameda, CA, with 20 years of industry experience. She has been with JPMorgan Chase Bank, N.A. and J.P. Morgan Securities since 2012. Outside of her advisory role, she owns and manages rental properties. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a team of Wealth Advisors.

Wealth management Executive Founder/Business Owner
user avatar

Zachary G

CFP®, Series 63, Series 65

Alameda, CA

J.P. Morgan Securities

Zachary Ginsburg is a CFP®-certified financial advisor with 21 years of industry experience, currently with J.P. Morgan Securities in Alameda, CA. He has been with JPMorgan Chase Bank, N.A. and J.P. Morgan Securities since 2012. He also has prior experience working at Turo. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm combines large institutional advisory operations with broker-dealer and investment adviser registrations, delivering non-discretionary investment recommendations supported by a centralized due diligence framework.

Wealth management Executive Founder/Business Owner
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