Anaheim Hills, CA Office
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J.P. Morgan Securities
Institution
Firm-wide stats for J.P. Morgan Securities
About
J.P. Morgan Securities offers institutional consulting services to plan sponsors, corporations, endowments and other institutional clients through a select group of Wealth Advisors; the Program is non‑discretionary and focuses on written asset allocation advice, investment manager and fund searches, and customized performance reporting. Clients retain final decision‑making authority, and participation in the Program is subject to a minimum Portfolio size as set out in the Client Agreement.
JPMS’ advisory process is supported by centralized due diligence performed by a manager solutions team, combining systematic quantitative screens and qualitative research and using forward‑looking capital market assumptions to build model asset allocations. Recommendations are limited to Eligible Strategies and may incorporate an ESG eligibility framework; implementation and certain portfolio services are provided by affiliates, including J.P. Morgan Wealth Management Solutions and related investment‑management entities.
Compared with many institutional advisory programs, JPMS maintains less common regulatory registrations and affiliations — including registration as a futures commission merchant and as a security‑based swap dealer and relationships with swap dealer affiliates — reflecting broader derivatives and commodities capabilities. The Program uses percentage‑of‑AUM billing rather than fixed fees, may recommend affiliated funds, and its Brochure discloses multiple prior regulatory enforcement matters involving the firm and its affiliates.
Based on J.P. Morgan Securities
Location
8166 E Santa Ana Canyon Rd, Ste 200
Anaheim Hills CA 92808
Advisors at this office
4
Advisors at this office
Anthony A
Series 63, Series 66
Anaheim Hills, CA
J.P. Morgan Securities
Anthony Argy Jr. is a financial advisor with J.P. Morgan Securities in Anaheim Hills, CA, holding Series 63 and Series 66 licenses and having nine years of industry experience. His career includes multiple roles within J.P. Morgan Securities and JPMorgan Chase Bank since 2015. Outside of finance, he owns an e-commerce business selling trading cards online. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting. Their advisory process combines quantitative and qualitative research and may include ESG criteria, offering broad capabilities including derivative and commodity strategies.
Peggy N
Series 63, Series 65
Anaheim Hills, CA
J.P. Morgan Securities
Peggy Neal is a financial advisor at J.P. Morgan Securities with 35 years of industry experience. She holds the Series 63 and Series 65 designations and has worked at several firms including Chase Investment Services, RBC Securities, Essex National Securities, and Wells Fargo Investments. She has been with J.P. Morgan Securities since 2012. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process incorporates centralized due diligence and combines quantitative and qualitative research to develop model asset allocations, with an emphasis on eligible strategies and ESG considerations.
Freeman L
Series 63, Series 66
Anaheim Hills, CA
J.P. Morgan Securities
Freeman Leung is a financial advisor at J.P. Morgan Securities with 30 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at several firms including U.S. Bancorp Investments, HSBC Securities, Merrill, and LPL Financial. Outside of finance, he owns and operates Glamor Nails & Spa, a personal services nail salon. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, and endowments through a select group of Wealth Advisors. The firm offers non-discretionary advice focused on asset allocation, investment manager selection, and customized performance reporting, supported by centralized due diligence and a blend of quantitative and qualitative research.
John C
CFP®, Series 63, Series 65
Anaheim Hills, CA
J.P. Morgan Securities
John Chau is a CFP®-credentialed financial advisor with 27 years of industry experience. He has worked at J.P. Morgan Securities since 2012 and previously held roles at Chase Investment Services Corp., Bancwest Investment Services, Inc., and Banc of America Investment Services, Inc. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process combines quantitative and qualitative research, using forward-looking capital market assumptions to develop model asset allocations.
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