Austin, TX 5700 W. Slaughter Lane Office
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J.P. Morgan Securities
Institution
Firm-wide stats for J.P. Morgan Securities
About
J.P. Morgan Securities offers institutional consulting services to plan sponsors, corporations, endowments and other institutional clients through a select group of Wealth Advisors; the Program is non‑discretionary and focuses on written asset allocation advice, investment manager and fund searches, and customized performance reporting. Clients retain final decision‑making authority, and participation in the Program is subject to a minimum Portfolio size as set out in the Client Agreement.
JPMS’ advisory process is supported by centralized due diligence performed by a manager solutions team, combining systematic quantitative screens and qualitative research and using forward‑looking capital market assumptions to build model asset allocations. Recommendations are limited to Eligible Strategies and may incorporate an ESG eligibility framework; implementation and certain portfolio services are provided by affiliates, including J.P. Morgan Wealth Management Solutions and related investment‑management entities.
Compared with many institutional advisory programs, JPMS maintains less common regulatory registrations and affiliations — including registration as a futures commission merchant and as a security‑based swap dealer and relationships with swap dealer affiliates — reflecting broader derivatives and commodities capabilities. The Program uses percentage‑of‑AUM billing rather than fixed fees, may recommend affiliated funds, and its Brochure discloses multiple prior regulatory enforcement matters involving the firm and its affiliates.
Based on J.P. Morgan Securities
Location
5700 W. Slaughter Lane
Austin TX 78749
Advisors at this office
3
Advisors at this office
Nichole S
Series 63, Series 65
Austin, TX
J.P. Morgan Securities
Nichole Saray is a financial advisor at J.P. Morgan Securities with three years of industry experience. She holds Series 63 and Series 65 licenses and has worked previously at Wells Fargo Clearing Services, Wells Fargo Bank, Frost Bank, and A+ Federal Credit Union. J.P. Morgan Securities offers institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a non-discretionary program focused on written asset allocation advice, investment manager and fund searches, and customized performance reporting. Their advisory process combines quantitative and qualitative manager due diligence and incorporates an ESG eligibility framework.
Erica S
Series 66
Austin, TX
J.P. Morgan Securities
Erica Sigholz is a Series 66-licensed financial advisor at J.P. Morgan Securities with five years of industry experience. She has worked at several firms including Edward Jones, Wells Fargo Clearing, and JPMorgan Chase Bank, N.A. In addition to her advisory work, she was involved in an entrepreneurial venture with Cruholz LLC dba Putt for Dough LLC. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, and endowments through a select group of Wealth Advisors. The firm offers non-discretionary asset allocation advice, investment manager searches, and customized performance reporting, supported by centralized due diligence and research.
Steven W
Series 63, Series 66
Austin, TX
J.P. Morgan Securities
Steven Wendler is a financial advisor at J.P. Morgan Securities in Austin, TX, holding Series 63 and Series 66 licenses with 14 years of industry experience. His prior roles include positions at Charles Schwab, Strategic Advisers Inc., and Fidelity Brokerage Services LLC. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, and endowments, focusing on written asset allocation advice, investment manager and fund searches, and customized performance reporting. The firm employs a due diligence process that combines quantitative screening and qualitative research to build model asset allocations and incorporates broader derivatives and commodities capabilities.
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