New York, NY Office
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J.P. Morgan Securities
Institution
Firm-wide stats for J.P. Morgan Securities
About
J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program, offering asset‑allocation advice, investment manager and fund searches, and customized performance reporting. Services are delivered by a select group of Wealth Advisors and are provided on a non‑discretionary basis, with clients retaining final decision‑making authority.
The firm’s process combines quantitative asset‑allocation modeling with centralized due diligence performed by a manager‑solutions team at a J.P. Morgan affiliate, and it applies an ESG eligibility framework when assembling investable universes and recommending Eligible Strategies. For the Program, JPMS generally charges asset‑based fees rather than fixed fees and limits recommendations to funds and strategies approved through its internal review processes.
Distinctive features include registrations and activities that are uncommon among peers: JPMS is registered as a security‑based swap dealer and as a futures commission merchant and is affiliated with swap‑dealer activities, expanding the product types it can access. The advisory business operates within the broader J.P. Morgan broker‑dealer and banking organization, commonly recommends affiliated funds and revenue‑sharing arrangements, and discloses a history of regulatory enforcement actions and settlements in its brochure.
Based on J.P. Morgan Securities
Location
New York NY
Advisors at this office
3
Advisors at this office
Vincent Z
CFA®, Series 63, Series 65
New York, NY
J.P. Morgan Securities
Vincent Zappola is a CFA® charterholder with 21 years of experience in the financial industry. He is currently with J.P. Morgan Securities in New York, having previously worked at Citigroup Global Markets and First Republic Investment Management. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. As a subsidiary of J.P. Morgan, the firm combines large institutional advisory operations with brokerage, distribution, and investment management capabilities.
Radhika M
Series 66
New York, NY
J.P. Morgan Securities
Radhika Mehta is a financial advisor at J.P. Morgan Securities with 25 years of industry experience and holds a Series 66 designation. Her prior roles include positions at Merrill Lynch, Bank of America, and First Republic Investment Management. Outside of her advisory work, she serves on the advisory board of the New York Institute of Technology, contributing to the MBA curriculum and internship program development. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm combines large institutional advisory operations with multiple market-facing registrations and delivers its program on a non-discretionary basis.
Catherine J
CFA®, Series 63, Series 65
New York, NY
J.P. Morgan Securities
Catherine Jackson is a financial advisor at J.P. Morgan Securities with 28 years of industry experience. She holds the CFA® designation along with Series 63 and Series 65 licenses. Prior to joining J.P. Morgan Securities and Jpmorgan Chase Bank, N.A. in 2023, she worked at First Republic Securities Company, LLC and First Republic Investment Management, Inc. from 1998 to 2023. She serves as Treasurer and a member of the Board of Directors at Garrison Forrest School. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm delivers these services alongside affiliated brokerage, distribution, and investment management capabilities through a non-discretionary advisory program.
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