Plantation, FL S. Pine Island Rd Office
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J.P. Morgan Securities
Institution
Firm-wide stats for J.P. Morgan Securities
About
J.P. Morgan Securities offers institutional consulting services to plan sponsors, corporations, endowments and other institutional clients through a select group of Wealth Advisors; the Program is non‑discretionary and focuses on written asset allocation advice, investment manager and fund searches, and customized performance reporting. Clients retain final decision‑making authority, and participation in the Program is subject to a minimum Portfolio size as set out in the Client Agreement.
JPMS’ advisory process is supported by centralized due diligence performed by a manager solutions team, combining systematic quantitative screens and qualitative research and using forward‑looking capital market assumptions to build model asset allocations. Recommendations are limited to Eligible Strategies and may incorporate an ESG eligibility framework; implementation and certain portfolio services are provided by affiliates, including J.P. Morgan Wealth Management Solutions and related investment‑management entities.
Compared with many institutional advisory programs, JPMS maintains less common regulatory registrations and affiliations — including registration as a futures commission merchant and as a security‑based swap dealer and relationships with swap dealer affiliates — reflecting broader derivatives and commodities capabilities. The Program uses percentage‑of‑AUM billing rather than fixed fees, may recommend affiliated funds, and its Brochure discloses multiple prior regulatory enforcement matters involving the firm and its affiliates.
Based on J.P. Morgan Securities
Location
200 S. Pine Island Rd, Ste. 100
Plantation FL 33324
Advisors at this office
5
Advisors at this office
Amy L
CFP®, Series 63, Series 66
Plantation, FL
J.P. Morgan Securities
Amy Lopez is a CFP® certificant with over 21 years of industry experience. She has been with J.P. Morgan Securities since 2012, following roles at Merrill, Chase Investment Services, Soma Capital Management, UBS Financial Services, and Ameriprise. Outside of her advisory work, she is a 50% owner of Moats Corporation, a retail business focused on wellness products that may involve patent applications. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients. Their approach combines quantitative and qualitative due diligence to deliver written asset allocation advice, investment manager and fund searches, and customized performance reporting, with implementation support from affiliated entities.
Leonardo A
Series 66
Plantation, FL
J.P. Morgan Securities
Leonardo Alava is a financial advisor at J.P. Morgan Securities with 19 years of industry experience. He holds a Series 66 designation and has worked at J.P. Morgan Securities since 2012, after previously working at Ameriprise. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, and endowments, focusing on written asset allocation advice, investment manager searches, and customized performance reporting supported by centralized due diligence and a combination of quantitative and qualitative research.
Luciano D
Series 63, Series 65
Plantation, FL
J.P. Morgan Securities
Luciano Di Claro is a financial advisor at J.P. Morgan Securities with 23 years of industry experience. He holds Series 63 and Series 65 registrations and has worked at firms including Merrill, UBS Financial Services, and Wells Fargo Clearing. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, and endowments, offering non-discretionary asset allocation advice, investment manager searches, and customized performance reporting supported by centralized due diligence and a combination of quantitative and qualitative research.
Antoine R
Series 63, Series 66
Plantation, FL
J.P. Morgan Securities
Antoine Rosa is a financial advisor at J.P. Morgan Securities with 21 years of industry experience. He holds Series 63 and Series 66 licenses and has worked previously at Wells Fargo Clearing. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a select group of Wealth Advisors. Their advisory approach combines quantitative and qualitative research to deliver asset allocation advice, investment manager searches, and customized performance reporting.
Daniel V
Series 66
Plantation, FL
J.P. Morgan Securities
Daniel Valdivia is a financial advisor at J.P. Morgan Securities with 10 years of industry experience. He holds a Series 66 designation and has been with J.P. Morgan Securities since 2016. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a select group of Wealth Advisors. The firm focuses on asset allocation advice, investment manager and fund searches, and customized performance reporting, supported by a centralized due diligence process.
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