San Jose, CA N Capitol Ave Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMTotal client AUM
$392,937,438,222
ClientsTotal clients
1,234,172
AdvisorsAdvisors at this office
2
Of 14,226 advisors across 3,601 offices
Location
370 N Capitol Ave
San Jose CA 95133
Advisors at this office
2
Advisors at this office
Huong Giang N
Series 63, Series 66
San Jose, CA
J.P. Morgan Securities
Huong Giang Nguyen is a financial advisor at J.P. Morgan Securities in San Jose, CA, holding Series 63 and Series 66 credentials with two years of industry experience. Prior to joining J.P. Morgan Securities and JPMorgan Chase Bank, N.A., Nguyen held roles at Bank of America, Pacificwide, Wonder Rates Inc, and several banks in Vietnam. J.P. Morgan Securities LLC provides investment consulting and advisory services mainly to institutional clients and retirement plan sponsors, focusing on asset-allocation advice, investment manager searches, and customized performance reporting through a non-discretionary program. The firm combines quantitative asset-allocation modeling and centralized due diligence with an ESG eligibility framework to recommend approved funds and strategies.
Marcos O
Series 66
San Jose, CA
J.P. Morgan Securities
Marcos Ocegueda is a financial advisor at J.P. Morgan Securities with six years of industry experience. He holds a Series 66 designation and has worked at J.P. Morgan Securities and JPMorgan Chase Bank N.A. since 2019, with prior experience at Bank of America. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager and fund searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines large institutional advisory operations with additional market-facing registrations and functions, delivering advisory services alongside brokerage, distribution, and investment management capabilities.
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