Tempe, AZ University 4th Office

Team
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J.P. Morgan Securities

Institution

Firm-wide stats for J.P. Morgan Securities

Total advisors

14,396

Across 3,640 offices

Clients per advisor

86 Typical

Avg AUM per client

$318,381 Low

HNW client ratio

29% High

About

J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program, offering asset‑allocation advice, investment manager and fund searches, and customized performance reporting. Services are delivered by a select group of Wealth Advisors and are provided on a non‑discretionary basis, with clients retaining final decision‑making authority.

The firm’s process combines quantitative asset‑allocation modeling with centralized due diligence performed by a manager‑solutions team at a J.P. Morgan affiliate, and it applies an ESG eligibility framework when assembling investable universes and recommending Eligible Strategies. For the Program, JPMS generally charges asset‑based fees rather than fixed fees and limits recommendations to funds and strategies approved through its internal review processes.

Distinctive features include registrations and activities that are uncommon among peers: JPMS is registered as a security‑based swap dealer and as a futures commission merchant and is affiliated with swap‑dealer activities, expanding the product types it can access. The advisory business operates within the broader J.P. Morgan broker‑dealer and banking organization, commonly recommends affiliated funds and revenue‑sharing arrangements, and discloses a history of regulatory enforcement actions and settlements in its brochure.

Based on J.P. Morgan Securities

Expertise

Wealth management

Based on J.P. Morgan Securities

Occupation focus

Executive Founder/Business Owner

Based on J.P. Morgan Securities

Location

150 University 4th Floor

Tempe AZ 85281

Advisors at this office

153

Advisors at this office

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Pedro F

Series 63, Series 66

Tempe, AZ

J.P. Morgan Securities

Pedro Franco is a financial advisor with J.P. Morgan Securities in Tempe, AZ, holding Series 63 and Series 66 credentials and seven years of industry experience. His prior roles include positions at Edward Jones, Morgan Stanley, and Vanguard. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework when recommending strategies.

Wealth management Executive Founder/Business Owner
user avatar

Vito D

Series 66

Tempe, AZ

J.P. Morgan Securities

Vito Diperte is a financial advisor at J.P. Morgan Securities with three years of industry experience. He holds a Series 66 designation and previously worked at Bank of America, Merrill, Breakthru Beverage Group, Motion Technologies, and Medinah Country Club. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a team of Wealth Advisors. The firm combines large institutional advisory capabilities with affiliated brokerage and investment management services.

Wealth management Executive Founder/Business Owner
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Jesse H

Series 63, Series 66

Tempe, AZ

J.P. Morgan Securities

Jesse Hernandez is a financial advisor at J.P. Morgan Securities with six years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Morgan Stanley, Voya, and Vanguard. Outside of his advisory role, he manages a rental property in El Paso, Texas. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice and customized performance reporting. The firm combines large institutional advisory operations with broker-dealer and investment adviser registrations, delivering recommendations on a non-discretionary basis while clients retain final decision-making authority.

Wealth management Executive Founder/Business Owner
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Miguel D

Series 63, Series 65, Series 66

Tempe, AZ

J.P. Morgan Securities

Miguel Duenas Alcala is a financial advisor at J.P. Morgan Securities with 11 years of industry experience. He previously worked at Morgan Stanley, Merrill, and Bank of America. Outside of finance, he serves on the board of Dual Painting LLC and is the principal owner of Duenas Contracting Corp., a general contracting business focused on renovation and remodeling projects. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its investment approach.

Wealth management Executive Founder/Business Owner
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Bradford M

Series 63, Series 65

Tempe, AZ

J.P. Morgan Securities

Bradford Muir is a financial advisor at J.P. Morgan Securities with 19 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Wells Fargo Advisors and Wells Fargo Clearing prior to joining J.P. Morgan in 2022. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm combines institutional advisory operations with brokerage, distribution, and investment management capabilities.

Wealth management Executive Founder/Business Owner
user avatar

Dalton K

Series 63, Series 65

Tempe, AZ

J.P. Morgan Securities

Dalton Kazimoto is a financial advisor at J.P. Morgan Securities with Series 63 and Series 65 licenses and two years of industry experience. His prior work includes roles at The Vanguard Group, Swissport USA, and the University of Arizona. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its recommendations.

Wealth management Executive Founder/Business Owner
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Maryuri R

Series 66

Tempe, AZ

J.P. Morgan Securities

Maryuri Ramirez Murillo is a financial advisor at J.P. Morgan Securities with one year of industry experience. She holds a Series 66 designation and previously worked at JPMorgan Chase Bank, N.A. for two years. Prior to her financial services career, she spent four years in undergraduate admissions at UCLA. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program, combining quantitative asset-allocation modeling with centralized due diligence and an ESG eligibility framework.

Wealth management Executive Founder/Business Owner
user avatar

Matthew K

Series 63, Series 66

Tempe, AZ

J.P. Morgan Securities

Matthew Kudilil is a financial advisor at J.P. Morgan Securities in Tempe, AZ, holding Series 63 and Series 66 licenses with one year of industry experience. His prior work history includes positions at Vanguard, Ono Management LLC, and Gex Capital. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework when recommending strategies.

Wealth management Executive Founder/Business Owner
user avatar

Ian H

Series 66

Tempe, AZ

J.P. Morgan Securities

Ian Hair is a Series 66-credentialed financial advisor at J.P. Morgan Securities with one year of industry experience. Prior to joining J.P. Morgan, he held roles at Silver Tree Wealth Partners and Raymond James. He previously worked as an associate at Silver Tree Wealth Partners, supporting client account openings and advisor activities. J.P. Morgan Securities provides investment consulting and advisory services mainly to institutional clients and retirement plan sponsors, utilizing quantitative asset-allocation modeling and a manager-solutions team to deliver non-discretionary advice that incorporates an ESG eligibility framework.

Wealth management Executive Founder/Business Owner
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Allison R

Series 66

Tempe, AZ

J.P. Morgan Securities

Allison Rawlings is a financial advisor at J.P. Morgan Securities with 19 years of industry experience. She holds the Series 66 designation and has worked at Cambridge Investment Research Advisors, Tuesday Morning, and FedEx prior to joining J.P. Morgan Securities. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines large institutional advisory operations with brokerage, distribution, and investment management capabilities.

Wealth management Executive Founder/Business Owner
user avatar

Kyle V

Series 63, Series 65

Tempe, AZ

J.P. Morgan Securities

Kyle Von Der Linde is a financial advisor at J.P. Morgan Securities with Series 63 and 65 credentials and five years of industry experience. His prior roles include positions at John Hancock Investment Management and State Street Global Advisors. He is based in Tempe, Arizona. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through a non-discretionary, quantitative asset-allocation approach that incorporates ESG criteria and centralized manager due diligence.

Wealth management Executive Founder/Business Owner
user avatar

Hannah R

Series 63, Series 66

Tempe, AZ

J.P. Morgan Securities

Hannah Ramos is a financial advisor at J.P. Morgan Securities with eight years of industry experience. She holds Series 63 and Series 66 licenses and has previously worked at Wells Fargo and The Vanguard Group. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, utilizing a process that combines quantitative asset-allocation modeling with centralized due diligence and an ESG eligibility framework. The firm focuses on non-discretionary guidance and offers access to a broad range of approved funds and strategies.

Wealth management Executive Founder/Business Owner
user avatar

Ricardo L

Series 63, Series 66

Tempe, AZ

J.P. Morgan Securities

Ricardo Lee Sandoval is a financial advisor with J.P. Morgan Securities in Tempe, AZ. He holds Series 63 and Series 66 licenses and has one year of industry experience. His prior work includes roles at JPMorgan Chase Bank, Charles Schwab, ADP, and Arizona State University. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and an ESG eligibility framework to guide its recommendations.

Wealth management Executive Founder/Business Owner
user avatar

David L

Series 63, Series 66

Tempe, AZ

J.P. Morgan Securities

David Limone is a financial advisor at J.P. Morgan Securities with two years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Charles Schwab & Co. Inc. Outside of finance, he operates a masonry business, Dave Limone Masonry LLC, founded in 2018. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its recommendations.

Wealth management Executive Founder/Business Owner
user avatar

Tate K

Series 66

Tempe, AZ

J.P. Morgan Securities

Tate Kopulos is a financial advisor at J.P. Morgan Securities with a Series 66 designation and two years of industry experience. He has worked at several firms, including Thompson Wealth Management and Harbour Investments, Inc., before joining J.P. Morgan Securities. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its investment recommendations.

Wealth management Executive Founder/Business Owner
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