Tempe, AZ East Southern Ave Office
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J.P. Morgan Securities
Institution
Firm-wide stats for J.P. Morgan Securities
About
J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program, offering asset‑allocation advice, investment manager and fund searches, and customized performance reporting. Services are delivered by a select group of Wealth Advisors and are provided on a non‑discretionary basis, with clients retaining final decision‑making authority.
The firm’s process combines quantitative asset‑allocation modeling with centralized due diligence performed by a manager‑solutions team at a J.P. Morgan affiliate, and it applies an ESG eligibility framework when assembling investable universes and recommending Eligible Strategies. For the Program, JPMS generally charges asset‑based fees rather than fixed fees and limits recommendations to funds and strategies approved through its internal review processes.
Distinctive features include registrations and activities that are uncommon among peers: JPMS is registered as a security‑based swap dealer and as a futures commission merchant and is affiliated with swap‑dealer activities, expanding the product types it can access. The advisory business operates within the broader J.P. Morgan broker‑dealer and banking organization, commonly recommends affiliated funds and revenue‑sharing arrangements, and discloses a history of regulatory enforcement actions and settlements in its brochure.
Based on J.P. Morgan Securities
Location
1744 East Southern Ave
Tempe AZ 85282
Advisors at this office
3
Advisors at this office
Adam H
Series 63, Series 66
Tempe, AZ
J.P. Morgan Securities
Adam Hrtanek is a financial advisor at J.P. Morgan Securities with 15 years of industry experience. He holds Series 63 and Series 66 licenses and has been with JPMorgan Chase Bank, N.A., JPMorgan Securities LLC, and J.P. Morgan Securities since 2014. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines large institutional advisory operations with broker-dealer and investment adviser registrations, delivering advisory services alongside affiliated brokerage, distribution, and investment management capabilities.
Nicholas S
Series 66
Tempe, AZ
J.P. Morgan Securities
Nicholas Starck is a financial advisor with J.P. Morgan Securities in Tempe, Arizona. He holds the Series 66 designation and has six years of industry experience. Outside of his advisory role, he is a 16.5% owner and partner in a condominium unit and boat slip at Sister Bay Yacht Club Marina Condominium. J.P. Morgan Securities provides investment consulting and advisory services mainly to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its recommendations.
Lindsay H
Series 63, Series 66
Tempe, AZ
J.P. Morgan Securities
Lindsay Hill is a financial advisor at J.P. Morgan Securities with Series 63 and 66 licenses and four years of industry experience. Prior to joining J.P. Morgan Securities, Hill worked at JPMorgan Chase Bank, N.A. and held various roles including a position with Brinker International Payroll Company, L.P. Outside of advising, Hill is an owner and partner of J&L Legacy Holdings LLC, a real estate investment venture operated with a family member. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework when recommending strategies, delivering services on a non-discretionary basis.
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