J1 Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
J1 Capital is a single-advisor independent registered investment adviser that delivers discretionary investment management and complimentary financial planning to a very small client roster, serving primarily high‑net‑worth individuals, trusts, estates, charitable organizations and business entities. The firm uses an asset‑based fee arrangement for managed accounts and maintains a stated account minimum that effectively excludes lower‑balance retail (non‑HNW) individual clients.
The firm applies a macro-oriented, asset‑allocation framework and combines fundamental, technical, charting, political risk and cyclical analysis when selecting investments. Its strategies may include short‑term trading and leverage techniques—such as short sales, margin, options writing and other derivatives used within separately managed accounts—to implement hedging and tactical positions.
Notable features relative to peers include the firm’s small scale (approximately $9.5 million in discretionary AUM and only two clients) and a single advisor model with an advanced academic background, along with a formal ERISA fiduciary framework for retirement rollovers. J1 Capital also documents specific consumer‑protection procedures (including Ohio‑statutory protocols and temporary holds for suspected exploitation of eligible adults) and conducts ongoing weekly account reviews, which are uncommon among firms of this size.
Client services
Expertise
Fee options
Up to 1.25% annually (negotiable, billed monthly in arrears)
Account minimum: $100,000
Main office
Cincinnati OH
Advisors at this office
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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