JA Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,300,000
Clients
67
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
67
Very HighAverage account size
$228,358
About
JA Investment Management serves individual investors and 401(k) plans/participant accounts, providing private asset management, 401(k) plan management, and investment education. The firm typically charges asset-based fees and offers ongoing portfolio management and plan services through custodian-held accounts.
The adviser uses fundamental and technical analysis and tailors strategies to each client’s needs, with accounts monitored on a daily basis and periodic client reviews offered monthly, quarterly, or annually. Most client accounts are maintained on a non-discretionary basis — trades are made only after verbal or written client authorization — rather than the discretionary model common at many firms.
Distinctive for an independent adviser of this type, the firm explicitly provides institutional retirement and pension/401(k) plan services in addition to private client work, a service mix that is relatively uncommon among peers. The brochure also emphasizes that the firm receives compensation solely from clients, reports no outside affiliations or personal trading conflicts, and prioritizes client contact and documentation of client rights and continuity arrangements.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Passive / index investing
Fee options
$0+: 1.5% annually (active management) $0+: 1.0% annually (passive management) $0+: 1.0% annually (401(k) clients, negotiable)
Main office location
JA Investment Management, LLC
600 B Prestige Park Drive, Suite 3
Hurricane WV 25526, United States
Number of offices
1
Most active in
JA Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
West Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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