A complete list of active advisors currently associated with James A. Colley, Inc.

Warmer can help you find a great advisor at James A. Colley, Inc. or one who fits your needs even better.

James A. Colley, Inc. provides fee‑only investment advisory and financial planning services to individual clients, offering portfolio management and comprehensive financial plans. The firm’s portfolio work uses mutual funds, individual equities, fixed‑income instruments and occasional ETFs, with custody and execution provided through TD Ameritrade. The firm’s investment process blends fundamental and technical analysis and relies on asset‑allocation tools such as modern portfolio theory, tactical allocation and dollar‑cost averaging to align portfolios with clients’ time horizons and risk tolerances. Accounts are generally managed on a discretionary basis unless clients impose written restrictions, and portfolios and plans are reviewed on an ongoing basis. Distinctive disclosures in the brochure include a relatively small client base with several million dollars under management and a principal who holds the CFP designation; the firm also notes it is fee‑only and may reduce planning fees for clients whose accounts it manages. The firm additionally discloses two Stipulation and Consent Agreements with the Florida Office of Financial Regulation (2012 and 2018) that were resolved with administrative fines that have been paid, and it acknowledges receiving indirect economic benefits from its TD Ameritrade custodial relationship.

To learn more about the advisors currently working at James A. Colley, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.