James A Wynne LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm serves individual and high‑net‑worth clients with ongoing portfolio management and financial planning services. It prepares an Investment Policy Statement for each client and generally seeks discretionary authority to implement strategies across mutual funds, ETFs (including precious‑metal ETFs), fixed income, REITs, annuities, commodities and options.
The firm’s investment approach combines cyclical, fundamental, modern portfolio theory and technical analysis and employs long‑term, short‑term and options trading (including covered, uncovered and spread strategies). Risk tolerance is documented in each client’s Investment Policy Statement, accounts are reviewed at least quarterly, and clients receive custodial reports on performance and holdings.
Notably, the firm’s principal is a licensed CPA who provides seasonal tax‑preparation services through an affiliated tax practice, an arrangement that is uncommon among independent advisory firms. The firm also requires custody with Schwab Institutional or Altruist — providing access to institutional custody and related platform services — and offers a negotiable flat annual fee option for certain smaller accounts.
Client services
Expertise
Fee options
Financial planning fixed fee of $1,000; comprehensive flat annual fee option for clients with less than $300,000 AUM (negotiable)
1.00% annually
Main office
Hinckley OH
Advisors at this office
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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