James Horton, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
James Horton, LLC provides discretionary investment supervisory services and individual portfolio management to individuals (including high-net-worth clients), pension and profit-sharing plans, and small businesses. As a state-registered, single-advisor firm, it manages approximately $45.3 million for about 66 clients and gathers client-specific information—objectives, time horizon, risk tolerance, and family circumstances—during its onboarding process.
The firm employs a mix of analytic methods, including fundamental analysis, technical analysis and charting, and uses strategies ranging from long-term buy-and-hold to short-term trading. Accounts are continually monitored and reviewed at least quarterly, and the adviser may use a broad universe of securities, including leveraged and inverse funds, when deemed appropriate.
Noteworthy features relative to many peers include the advisor’s separate, licensed activity as an insurance agent who offers life, disability, long-term care products, annuities and health insurance, and the explicit use of leveraged and inverse funds alongside active trading—both of which can create additional considerations for clients. The firm also asks clients to direct custody (commonly recommending Schwab Institutional), does not vote proxies on behalf of clients, and discloses the potential to receive incentive awards for recommending certain insurance products.
Client services
Expertise
Fee options
0.25% to 1.00% annually (range based on client circumstances and negotiated fees)
Account minimum: Minimum account requirements differ among clients and are grandfathered based on pre-existing clients' agreements; no specific minimum stated for new clients Fee-only: Annual fees based upon a percentage of assets under management ranging from 0.25% to 1.00%
Main office
Rehoboth MA
Advisors at this office
1
Most active in
Massachusetts · Rhode Island
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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