Janal Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides asset allocation and investment advice to individual and trust clients on a discretionary basis, managing approximately $20.5 million for a small client roster of about 15 households. It constructs customized portfolios and maintains client accounts primarily at Vanguard, with custodial statements provided by both the firm (for some clients) and the broker-dealers.
Investment decisions are driven by an in-house financial model that sets the mix between equities and fixed income and specifies allocations across domestic/foreign, growth/value, market-cap, and fixed-income subcategories; implementation typically uses Vanguard no-load index funds, with ETFs or other no-load mutual funds used when Vanguard options are unavailable, and individual equities placed only at a client’s specific request. Portfolios are reviewed monthly and rebalanced at least quarterly to maintain targeted asset allocations.
Notable features include a very small, owner-run operation with no employees and concentrated client relationships, and a principal whose background includes managing corporate treasury functions and a large employee retirement plan, which informs the firm’s approach to risk and portfolio structure. The firm does not participate in wrapper fee programs or accept third-party compensation, and it maintains a Code of Ethics that, among other provisions, prohibits participation in IPOs and private placements.
Client services
Expertise
Fee options
0.10% annually for clients before 12/31/2010; 0.15% annually for clients after 12/31/2010, each with $1,500 minimum annual fee
Minimum fee: $1,500 minimum annual fee for all Investment Management Clients
Main office
Rochester NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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