Rock Hill, SC Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Janney Montgomery Scott
Enterprise
Firm-wide stats for Janney Montgomery Scott
Clients per advisor
179 Very HighAvg AUM per client
$406,735 TypicalHNW client ratio
42% Very HighAbout
Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser that manages roughly $110 billion in discretionary and non-discretionary client assets. The firm serves a broad client base — individuals (including high-net-worth clients), families, trusts and estates, corporate and retirement plan sponsors, charitable organizations and municipal clients — and offers brokerage services, financial planning, consulting, and multiple wrap/advisory programs.
The firm delivers investment advice through a mix of in‑house portfolio management and third‑party managers across eleven wrap programs, a unified managed account (UMA) overlay, and model portfolios; Janney Capital Management was integrated into the firm in 2026 to centralize professional asset management. It also operates a centralized Janney Client Service Center that provides limited, call‑center based advisory service and employs formal due‑diligence and monitoring processes for managers and pooled products.
Janney’s structure includes a New Hampshire‑chartered subsidiary trust company and it acts as a custodian for certain IRA, Coverdell, and qualified retirement assets — capabilities that are uncommon among large enterprise advisers and that support custody and trustee services in‑house. The firm is also registered as a municipal advisor (and is affiliated with a municipal advisor), continues to operate brokerage businesses that can involve commissions and “step‑out” trade execution, and discloses related conflicts and mitigation policies tied to affiliated ownership and third‑party relationships.
Based on Janney Montgomery Scott
Expertise
Based on Janney Montgomery Scott
Location
2460 India Hook Road, Suite 105
Rock Hill SC 29732
Advisors at this office
3
Advisors at this office
Albert G
Series 63, Series 65
Rock Hill, SC
Janney Montgomery Scott
Albert Grenert Jr. is a financial advisor at Janney Montgomery Scott with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Wells Fargo Clearing, Wells Fargo Advisors, and Ameriprise Financial Services. Janney Montgomery Scott is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a diverse client base including individuals, families, trusts, estates, corporate and retirement plan sponsors, charitable organizations, and municipalities, offering a range of brokerage services, financial planning, and advisory programs.
Michael S
CFP®, Series 63, Series 65
Rock Hill, SC
Janney Montgomery Scott
Michael Smith is a CFP® professional with 19 years of industry experience, currently affiliated with Janney Montgomery Scott. His prior experience includes nearly 16 years at Wells Fargo Clearing and Wells Fargo Advisors LLC. Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a wide range of clients, including individuals, families, trusts, and institutional accounts, offering brokerage, financial planning, consulting, and various advisory programs with a combination of in-house and third-party asset management.
Tonya M
Series 63, Series 66
Rock Hill, SC
Janney Montgomery Scott
Tonya McMahon is a financial advisor at Janney Montgomery Scott with 24 years of industry experience. She holds Series 63 and Series 66 registrations and previously worked at Wells Fargo Clearing, Wells Fargo Advisors LLC, and Wachovia Bank, N.A. McMahon has been with Janney Montgomery Scott since 2025. Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a diverse client base, including individuals, families, trusts, corporate and retirement plans, and charitable organizations, offering a range of brokerage, financial planning, and advisory services.
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