Jeffrey Joseph Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm is a state-registered independent investment adviser that provides discretionary portfolio management to individuals, high-net-worth families, and certain corporate clients. Services focus on ongoing investment management using exchange-listed securities, mutual funds, and ETFs, with fees charged as a percentage of assets under management.
Investment decisions are guided by a client-specific target asset allocation developed from discussions of goals, time horizon, and risk tolerance, with analysis that combines fundamental research and Modern Portfolio Theory. Portfolios are implemented primarily with mutual funds and ETFs and are monitored and reviewed quarterly, with the firm generally managing accounts on a discretionary basis while permitting limited non-discretionary arrangements when requested.
What stands out is the firm’s small client base (35 clients) alongside nearly $99 million in discretionary assets under management, suggesting relatively large average account sizes and concentrated client relationships despite a recent start to advisory operations in 2024. The firm prefers virtual meetings as its primary client contact method, does not provide ongoing financial, estate, or insurance planning as standard services, leaves proxy voting to clients, and custodians client assets through Schwab Institutional while maintaining a Code of Ethics and a business continuity plan.
Client services
Expertise
Fee options
$0 - $999,999.99: 1.50% per annum $1,000,000.00 - $1,999,999.99: 1.25% per annum $2,000,000.00 - $4,999,999.99: 1.00% per annum $5,000,000.00+: 0.85% per annum
Account minimum: $250,000
Main office
Thousand Oaks CA
Advisors at this office
1
Most active in
California
Also doing business as
Jeffrey Joseph Management · Jeffrey Joseph Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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