JHL Investment Firm Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
JHL Investment Firm Inc is registered as an investment manager and offers non‑discretionary asset management alongside financial planning and consulting services, including a two‑step planning package and ongoing portfolio monitoring. The firm’s brochure states it generally provides advice to individual clients but also reports that it currently has no assets under management.
The firm’s investment process emphasizes fundamental analysis and tailored strategies based on documented client goals, time horizons and risk tolerance; the adviser determines securities to buy or sell but seeks client approval before execution. Account reviews are performed at least quarterly and financial plans are delivered within a stated 45‑day timeframe, with fees invoiced rather than directly debited from client accounts.
A distinctive element of the firm is that the principal maintains affiliated insurance businesses and is licensed as an insurance agent, receiving commissions on insurance product sales; the brochure discloses this relationship, notes the resulting conflict of interest, and describes disclosures and client options to mitigate that conflict. These insurance affiliations and receipt of insurance commissions are relatively uncommon among firms in the investment‑manager category and are highlighted alongside other operational disclosures (custody recommendations, proxy voting practices) in the brochure.
Client services
Expertise
Fee options
1.00% annually
Fee-only: Flat fee up to $6,000 for Step 1 financial planning; up to $3,000 for Step 2 consulting services
Main office
9042 Garden Grove Blvd, Ste 200
Westminster CA 92683
Advisors at this office
1
Most active in
California
Also doing business as
Jhl Investment Firm Inc · Tran Insurance Agency
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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