JKAY Securities Corporation

JKay Securities primarily serves individual and high‑net‑worth clients and provides ongoing, discretionary portfolio management. The firm documents client goals and constraints in a written Investment Policy Statement and does not impose an account minimum.

The firm’s investment process combines charting, fundamental, technical and cyclical analysis and emphasizes long‑term trading supplemented by limited options strategies (selling covered calls and buying puts for hedging) and 6–9‑month position horizons. Portfolios are generally constructed from equities, bonds, ETFs, exchange‑listed REITs and government securities, and the adviser manages accounts under discretionary authority.

Although the brochure lists individuals as its client types, the portfolio management agreement includes language about named persons authorized to act on behalf of accounts and formal exhibits describing client‑specific restrictions, indicating the capacity to manage accounts with institutional‑style governance—an arrangement that is less common among independent firms of this size. The firm also requires clients to custody assets at TD Ameritrade, participates in that custodian’s institutional program (receiving research and other soft‑dollar benefits), and manages all client assets in‑house without engaging third‑party managers.