JLA Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
JLA Capital LLC provides ongoing portfolio management to individual and high‑net‑worth clients, developing an Investment Policy Statement for each client and implementing tailored asset allocation across mutual funds, equities, exchange‑traded funds (including precious‑metal ETFs), fixed income (including TIPS) and select non‑U.S. securities. Services are generally delivered with discretionary trading authority and regular portfolio monitoring, with client reporting provided through the account custodian.
The firm combines fundamental analysis, modern portfolio theory, quantitative models and technical analysis to construct portfolios and may use model allocations adjusted for client‑imposed restrictions. Investment strategies include both long‑ and short‑term trading as well as options strategies (including covered and uncovered positions and spreads), with accounts reviewed at least quarterly or when client or market events trigger a review.
Noteworthy aspects of the firm include its explicit use of options that can involve uncovered positions and its inclusion of more complex ETF and fixed‑income instruments, which can raise strategy complexity and risk compared with many peers. The firm requires custody through Schwab Institutional (and may receive related custodial services and research), directly deducts advisory fees from client accounts and discloses paid client referrals from SmartAsset.
Client services
Expertise
Fee options
0.85% annually
Minimum fee: $250 per quarter minimum fee, may be waived at firm's discretion
Main office
Prospect KY
Advisors at this office
1
Most active in
Kentucky
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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