J
JML Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
15
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
15
TypicalAverage account size
$0
About
JML Investments LLC provides investment consulting and advisory services to individual clients and generally focuses on households with smaller investable balances, while operating as a solo, independent advisory practice. The firm offers one-time portfolio analysis and ongoing consulting, helps clients select account types and broker-dealers, and does not manage client assets or take custody.
The firm builds individualized strategies based on a client’s assets, goals, and risk tolerance, using a value-oriented fundamental approach to security selection and technical analysis to time entry and exit points. Its investment mix emphasizes long-term value stocks, large-cap index funds and ETFs, and diversification across industries and international securities, and JML leaves final trade execution decisions to the client.
Notably, JML uses a subscription-based fee model and delivers a monthly newsletter and individualized market alerts to clients who opt in, which is uncommon among independent advisors. The firm does not charge percentage-of-assets fees, does not accept discretionary authority or custody of client funds, and emphasizes client-directed execution and low-cost broker selection.
Client services
Newsletters or periodicals
Financial consulting services in regard to investments
Financial consulting services in regard to investments
Expertise
Active portfolio management
Passive / index investing
Fee options
Account minimum: No minimum account size or initial deposit required Minimum fee: $100 one-time sit-down portfolio analysis and recommendations Fee-only: Monthly subscription fee of $10 for full access to services and monthly newsletters
Main office location
JML Investments LLC
Chico CA, United States
Number of offices
1
Most active in
JML Investments LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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