JMM Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
JMM Financial provides discretionary investment management and investment-monitoring services to individuals, trusts, estates and charitable organizations. The firm also offers complementary financial planning, estate planning, tax planning and tax-preparation services as part of a coordinated client review.
Its investment approach blends valuation-driven stock selection and trend analysis with an emphasis on limiting risk, favoring dividend-paying, well-known equities and diversified mutual funds when appropriate. For fixed income, the firm generally uses staggered maturities (typically two- to ten-year averages) to reduce market risk and monitors cash reserve levels in relation to overall market conditions.
The firm operates with a modest asset base and a small client roster, and its brochure documents multiple material-change filings and annual updating amendments. Compared with many independent peers, JMM Financial more often provides portfolio management for trusts, estates and charitable accounts and maintains in‑house tax and accounting services, while arranging custodial relationships and fee-debiting procedures through a qualified custodian.
Client services
Expertise
Fee options
$0 - $750,000: Investment Monitor: $4.00 per $1,000 ($0.40%) $750,001 - $1,500,000: Investment Monitor: $3.00 per $1,000 ($0.30%) $1,500,001+: Investment Monitor: $2.00 per $1,000 ($0.20%) $0 - $750,000: Investment Management: $7.50 per $1,000 ($0.75%) $750,001 - $1,500,000: Investment Management: $6.50 per $1,000 ($0.65%) $1,500,001+: Investment Management: $5.50 per $1,000 ($0.55%)
Minimum fee: $375 minimum annual fee for Investment Monitor Accounts; $650 minimum annual fee for Investment Management Accounts
Main office
Allentown PA
Advisors at this office
1
Most active in
New Jersey · Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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