A complete list of active advisors currently associated with JMO Financial

Warmer can help you find a great advisor at JMO Financial or one who fits your needs even better.

The firm provides financial planning and portfolio management primarily for individual clients, delivering tailored written financial plans and ongoing investment oversight. It is a small independent adviser that reports managing about $7.97 million in assets for five clients and typically charges percentage-of-assets fees for investment management. The firm’s investment process is built around asset allocation and fundamental security analysis, with portfolios that may include stocks, bonds, mutual funds and ETFs, and the firm monitors accounts monthly while meeting clients at least annually. It may recommend and place clients with third‑party advisers when appropriate, and it accommodates client‑imposed restrictions and both discretionary and non‑discretionary account arrangements. Distinctive aspects include the principal’s concurrent roles as a licensed life and health insurance agent (about eight hours per week) and as a real estate broker (about ten hours per week), each of which can result in commission-based sales that the brochure discloses as potential conflicts of interest. The firm also discloses regulatory and legal history for its principal — including a FINRA suspension (January 2013–July 2014), settled arbitration claims, and a prior compromise with a creditor — matters that are uncommon among peer independent advisers and relevant for prospective clients to consider.

To learn more about the advisors currently working at JMO Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.