Joel Busboom Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides portfolio management and financial planning to individual and high-net-worth clients, offering both project-based and ongoing comprehensive planning alongside investment management and access to third-party managers. It also conducts educational seminars and speaking engagements that are described in the brochure as purely educational and not individualized investment advice.
The firm’s investment process is based on fundamental analysis and the creation of individualized investment policies and asset allocation targets developed through personal discussions with clients, with the option for clients to impose written restrictions. Most accounts are managed on a non-discretionary basis—the firm reports $0 discretionary and $11,829,573 non-discretionary AUM—and client approval is required before transactions; the firm also sponsors a wrap-fee program and may use TAMPs for portfolio implementation.
Compared with peers, the firm combines a small client base (13 clients) and roughly $11.7 million in AUM with practices that are uncommon among independent advisers: sponsoring a wrap fee program, predominately non-discretionary assets, and offering public educational seminars. The firm also bundles ongoing financial planning with investment management and documents its use of TAMPs and wrap arrangements in its Form ADV.
Client services
Expertise
Fee options
Project-Based Financial Planning fixed fee ranges from $150 to $2,000 depending on complexity; ongoing comprehensive financial planning includes a $150 upfront fee plus $200 to $600 per month or $500 to $2,000 per quarter
$0 - $500,000: 1.20% $500,001 - $1,000,000: 1.00% $1,000,001+: 0.80%
Ongoing Comprehensive Financial Planning fees paid monthly or quarterly in arrears ranging from $200 to $600 per month or $500 to $2,000 per quarter
Account minimum: $80,000
Main office
Franklin TN
Advisors at this office
1
Most active in
Tennessee
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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