Corning, NY Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
John G. Ullman & Associates, Inc
Team
Firm-wide stats for John G. Ullman & Associates, Inc
About
The firm provides discretionary investment management and comprehensive financial planning to individuals, high‑net‑worth clients, charitable institutions, foundations, trusts and U.S. corporations. It generally seeks clients with at least $250,000 for management and, per the brochure, manages over $1.38 billion in client assets across more than one thousand client families.
Investment management centers on balanced, value‑oriented portfolios implemented at the overall family level using fundamental and technical analysis and a risk‑segmentation profile tailored to clients’ goals. The firm emphasizes low‑to‑moderate risk allocations, typically avoids short sales, options, margin and commodities, and employs block trading and institutional research relationships to execute strategies.
Noteworthy operational features include longstanding family ownership since its 1978 founding and the management of a material pool of proprietary and employee assets, and the firm will accept appointments in fiduciary roles (for example, trustee or executor) that subject those arrangements to surprise custody audits. The firm does not vote client proxies (clients retain that responsibility) and does not charge performance‑based fees, practices that distinguish it from some peers.
Based on John G. Ullman & Associates, Inc
Expertise
Based on John G. Ullman & Associates, Inc
Location
51 E Market Street
Corning NY 14830
Advisors at this office
3
Advisors at this office
Karen M
CFP®, Series 63, Series 65
Corning, NY
John G. Ullman & Associates, Inc
Karen Meriwether is a CFP® professional with over 30 years of experience at John G. Ullman & Associates, Inc., where she has worked since 1984. She holds Series 63 and Series 65 licenses and is based in Corning, NY. John G. Ullman & Associates serves individual and high-net-worth clients, as well as charitable institutions, foundations, endowments, trusts, and U.S. corporations, typically managing relationships with at least $250,000 in assets. The firm combines discretionary portfolio management with financial planning, emphasizing value-based investment analysis and risk-segmented portfolio management.
John U
Series 63, Series 65
Corning, NY
John G. Ullman & Associates, Inc
John Ullman is a financial advisor at John G. Ullman & Associates, Inc with 36 years of industry experience. He holds Series 63 and Series 65 designations and has been affiliated with USGM Securities Inc. since 1978. He also serves as director and president of USGM Securities and as a director of American Equity Development Corp. John G. Ullman & Associates serves individual and high-net-worth clients, as well as charitable institutions, foundations, endowments, trusts, and U.S. corporations, generally focusing on accounts with at least $250,000 in assets. The firm combines discretionary portfolio management with financial planning, emphasizing value-based security selection and risk-segmented portfolio management.
Thomas S
Series 63, Series 65
Corning, NY
John G. Ullman & Associates, Inc
Thomas Snow is a financial advisor with John G. Ullman & Associates, Inc. in Corning, NY, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has been with John G. Ullman & Associates since 1982. John G. Ullman & Associates serves individual and high-net-worth clients, as well as charitable institutions, foundations, endowments, trusts, and U.S. corporations, typically managing accounts with at least $250,000 in assets. The firm combines discretionary portfolio management with financial planning, emphasizing value-based security selection and risk-segmented portfolios focused on low-to-moderate risk.
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