A complete list of active advisors currently associated with Joseph P. Lucia & Associates, LLC
Warmer can help you find a great advisor at Joseph P. Lucia & Associates, LLC or one who fits your needs even better.
Joseph P. Lucia & Associates provides wealth management to individuals — including high net worth clients — and small businesses, combining portfolio management with financial planning, insurance planning, and estate planning. The firm offers discretionary portfolio management, standalone financial planning and ongoing consulting retainers, and may recommend third-party money managers when appropriate. The firm states it tailors strategies based on client suitability information and monitors portfolios regularly, reporting performance quarterly while reviewing accounts at least annually. Its investment menu and permitted strategies are broad, encompassing mutual funds and ETFs as well as options, short sales, margin, futures, REITs and limited partnerships, and the firm typically directs custody to a recommended qualified custodian. Several operational features distinguish the firm from many peers: with roughly 662 clients and three advisors, the firm operates with an unusually high client-to-advisor ratio (well over 200 clients per advisor). Its advisory personnel also maintain broker-dealer and insurance registrations and the firm uses standing letters of authorization for certain transfers, arrangements the brochure identifies and discloses as potential conflicts of interest and custody considerations.
To learn more about the advisors currently working at Joseph P. Lucia & Associates, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Yorktown Heights, NY
| 23
| |
Yorktown Heights, NY
| 21
| |
Yorktown Heights, NY
| 4
|
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