Joseph Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$8,108,632
Clients
106
Advisors
3
across 2 offices
About
Joseph Wealth Management provides discretionary portfolio management, financial planning, and financial consulting to individuals (including high‑net‑worth and non‑HNW clients), as well as charitable organizations and corporations. The firm manages approximately $17.6 million in discretionary client assets across three advisors and offers advice on equities, fixed income, mutual funds, ETFs, REITs, and options, including model‑based allocations.
The firm tailors portfolios to client objectives and risk tolerances, gathering client financial information and setting asset allocation that is periodically reviewed; clients may impose written restrictions on investments. Joseph Wealth uses a mix of analytical approaches—fundamental, technical/charting, cyclical analysis, and modern portfolio theory—and discloses the use of more active strategies such as frequent short‑term options trading for accounts over $500,000 when deemed suitable.
Noteworthy aspects include affiliations with a broker‑dealer (Joseph Eden Capital, LLC) and a law firm (BOMA LLC), and personnel who are registered representatives, insurance agents, and a licensed attorney, each of which enables the firm to recommend commission‑based securities, insurance, and legal services while creating disclosed conflicts of interest. The firm also acts as investment adviser to a mutual fund, describes aggregated trading practices and custody recommendations to an institutional Charles Schwab platform, and discloses related conflict‑mitigation policies.
Client services
Expertise
Fee options
Fixed fees generally ranging from $2,500 to $10,000 for financial planning and consulting services, negotiable
1.50% annually
Commission-based compensation received by registered representatives from securities sales and 12b-1 fees, separate and in addition to advisory fees
$350 per hour, negotiable
Account minimum: $50,000
Main office
See office7600 West Roosevelt Rd., Suite 10
Forest Park IL 60130
Advisors at this office
2
Offices (2)
Most active in
Florida · Georgia · Illinois · South Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Dana G
Series 63, Series 65
Atlanta, GA
Joseph Wealth Management, LLC
Dana Gordon is a financial advisor at Joseph Wealth Management, LLC with 31 years of industry experience. He holds the Series 63 and Series 65 designations and previously worked at Eagle Strategies (NY Life) and NYLIFE Securities LLC. Joseph Wealth Management provides discretionary portfolio management, financial planning, and consulting services to individuals, charitable organizations, and corporations, managing approximately $17.6 million in client assets. The firm employs a mix of analytical approaches and offers tailored portfolios with options for active strategies, serving both high-net-worth and non-HNW clients.
Jay P
Series 63, Series 65
Forest Park, IL
Joseph Wealth Management, LLC
Jay Plourde is a financial advisor at Joseph Wealth Management, LLC with two years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Riposte Capital and Wedbush Securities. Plourde serves on the boards of two nonprofit organizations: Joseph Business School in Forest Park, Illinois, and Kenneth Copeland Ministries in Fort Worth, Texas. Joseph Wealth Management provides discretionary portfolio management, financial planning, and consulting services to individuals, charitable organizations, and corporations. The firm manages approximately $17.6 million in client assets and employs a mix of analytical approaches, including fundamental, technical, and modern portfolio theory, to tailor portfolios to client objectives and risk tolerances.
Brittany B
Series 66
Forest Park, IL
Joseph Wealth Management, LLC
Brittany Boma is a financial advisor at Joseph Wealth Management, LLC with four years of industry experience. She holds a Series 66 designation and also operates BOMA LLC, a law contract review firm where she works as an attorney. Prior to joining Joseph Wealth Management, she has held roles at Joseph Eden Capital, CTA, and the City of Chicago. Joseph Wealth Management provides discretionary portfolio management, financial planning, and consulting services to individuals, charitable organizations, and corporations. The firm manages approximately $17.6 million in discretionary client assets and employs a mix of fundamental, technical, cyclical, and modern portfolio theory approaches, including more active strategies such as short-term options trading for suitable accounts.
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