JW Golden Gate Investment, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
JW Golden Gate Investment, LLC provides ongoing portfolio management to individuals and high‑net‑worth individuals, offering client‑specific Investment Policy Statements, asset allocation, security selection and regular portfolio monitoring. The firm focuses its advice primarily on mutual funds, equities and exchange‑traded funds and delivers both discretionary and non‑discretionary services.
The firm’s investment process combines charting, cyclical, fundamental and technical analysis and is implemented with a long‑term trading approach; risk tolerances and time horizons are documented and accounts are reviewed at least quarterly. JGGIL typically seeks discretionary authority to execute transactions and states policies intended to allocate investment opportunities fairly among clients.
Noteworthy aspects include that the principal is also a registered representative of LPL Financial and an independent licensed insurance agent, and the brochure discloses that representatives may receive commissions or insurance compensation for recommended products — conflicts the firm says it documents and discloses to clients. The firm requires clients to use a specific broker‑dealer/custodian (LPL), may receive soft‑dollar research or other benefits from that custodian, and does not aggregate trades across client accounts, all operational features that can affect trade execution and give rise to potential conflicts of interest.
Client services
Expertise
Fee options
$50,000 - $3,500,000: 1.50% $3,500,001 - $7,000,000: 1.25% $7,000,001 - $10,000,000: 1.00% $10,000,001+: Negotiable below 1.00%
Compensation for sale of investment products through registered representative activities, not primary source of advisory compensation.
Account minimum: $50,000 (may be waived at firm's discretion)
Main office
Fremont CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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