Providence, RI Office

J.W. Thompson Investments, LLC provides discretionary and non‑discretionary portfolio management, general financial consulting, and retirement-plan consulting to individuals, trusts, estates, charitable organizations, corporations and pension plans. The firm reports about $30.4 million in assets under management across roughly 190 client relationships and serves both high‑net‑worth and non‑HNW individual clients.

The firm actively manages portfolios that are primarily equity and fixed income and tailors strategies to clients’ tax situations, income needs and risk tolerances, employing fundamental, technical, charting and cyclical analysis. JWTI offers ongoing investment supervisory services and limited‑scope financial advice, and generally maintains a $100,000 account minimum that may be waived.

JWTI’s advisory team includes individuals who are also registered representatives of LPL Financial, and the firm generally requires clients to custody accounts and execute trades through LPL — a structure that provides platform tools and support but also creates potential conflicts tied to broker‑dealer transition assistance and product availability. The firm also advises retirement‑plan sponsors that collectively have more than $2 billion in retirement plan assets and over 8,000 participants, an institutional consulting footprint notable relative to its modest retail AUM.