JY Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides fee-based investment advisory services focused on customized portfolio management for individuals, trusts, estates, charitable organizations and business entities, managing about $39.1 million in discretionary assets across 77 client accounts. Services are primarily delivered on a discretionary basis (with non-discretionary management available by request), and the firm does not act as custodian aside from authorized fee deductions.
Its investment approach is a tactical allocation strategy aimed at reducing risk and improving performance, using fundamental, technical and cyclical analysis as appropriate. The firm employs a broad set of instruments — including exchange-listed securities, corporate and government debt, options, short sales and margin — and tailors allocations, cash positions and specific stock selections to client objectives and risk tolerances.
What distinguishes the firm from many peers is its client mix and operational choices: the brochure indicates the advisor serves charitable organizations and a notable portion of non-U.S. clients, and it recommends Interactive Brokers as the qualified custodian. The principal’s background outside of traditional financial services and the explicit use of option-writing, short-selling and margin trading in a small, single-advisor practice are atypical features relative to many independent advisors.
Client services
Expertise
Fee options
$0 - $500,000: 1.10% $500,001 - $1,000,000: 0.90% $1,000,001+: 0.50%
Main office
Santa Clara CA
Advisors at this office
1
Most active in
California · Texas
Also doing business as
Jy Capital Management · Jy Capital Management Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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