K financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
K financial Services, LLC provides fee-based financial planning and non-discretionary investment management primarily to individual and high-net-worth clients. Its services include portfolio management billed as a percentage of assets under management, fixed-fee comprehensive financial planning, and public educational seminars and workshops.
The firm tailors investment strategies to each client’s stated goals, time horizon, and risk tolerance using fundamental analysis, and it obtains client approval before executing trades. Account reviews are performed at least quarterly (and more frequently when market conditions dictate), with custodial account statements and trade confirmations delivered directly to clients.
What distinguishes the firm in its peer set is the managing member’s affiliated insurance business — the brochure states the managing member spends about 30% of professional time selling insurance products, a relationship disclosed as a potential conflict and subject to mitigation procedures. The firm also offers no-cost seminars and discloses the capacity to use trading techniques such as margin and options (including uncovered and spreading strategies), and it reported no assets under management as of the brochure date.
Client services
Expertise
Fee options
Fixed fee of $500 for financial planning services.
$0 - $999,999: 1.5% annually $1,000,000+: 1.0% annually
Account minimum: $250,000 (minimum may be waived at discretion)
Main office
Los Angeles CA
Advisors at this office
1
Most active in
California
Also doing business as
K Financial Services, LLC · Kfinancial Services LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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