K
K financial Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
K financial Services, LLC is a registered investment manager that offers non-discretionary direct asset management, financial planning and public seminars and workshops. The firm provides ongoing portfolio management and tailored financial plans while custodied assets and trade executions are handled by third-party custodians.
Portfolios are constructed using client-stated objectives and fundamental analysis, with investment selections and allocations tied to time horizon and risk tolerance and prior client approval required before trades are executed. The firm performs periodic reviews, delivers custodian-issued account statements, and participates in an institutional custody program that provides trade execution and operational support.
Notably, the firm holds free public seminars and workshops—an uncommon service among peers—and the managing member operates an affiliated insurance practice that sells commissionable insurance products, a relationship the brochure discloses and describes as mitigated through disclosures and firm procedures. The filing also reported no assets under management or active client accounts at the time of the brochure, a circumstance that distinguishes it from many other investment managers.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General estate planning guidance
Retirement income strategy
Social Security optimization
College savings (529s, UTMA, etc.)
Income planning
Fee options
$500 fixed fee for financial planning
$0 - $999,999: 1.5% annually $1,000,000+: 1.0% annually
Account minimum: $250,000 Fee-only: $500 fixed fee for financial planning (may be waived if plan is implemented with firm)
Main office location
K financial Services, LLC
Los Angeles CA, United States
Number of offices
1
Most active in
K financial Services, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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