K.W. Andersen Investment Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
K.W. Andersen Investment Group, LLC provides financial planning, investment consultation, portfolio management, and business consultation to individuals (including high net worth clients) and small businesses. The firm delivers written investment guidelines, periodic reviews, and ongoing supervisory portfolio management.
The firm’s investment approach combines fundamental analysis with diversified strategies such as core‑plus‑satellite, active management, and elements of modern portfolio theory to construct tax‑efficient portfolios using mutual funds, ETFs, individual equities and fixed income. Portfolios are customized to client objectives and are managed predominantly on a discretionary basis; the brochure also discloses the use of options and other derivatives within separately managed accounts to reduce volatility or generate income.
Noteworthy operational details include that the single‑advisor practice oversees roughly $43.8 million in AUM for about 31 clients, with all assets managed discretionary as of December 31, 2025, and that the firm offers complimentary educational seminars and workshops. The firm discloses a significant outside employment commitment for its principal (commercial pilot, approximately 35% of time) and states it will not employ uncovered (“naked”) options strategies, matters the brochure highlights as specific features of its practice.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $3,000,000: 0.90% annually $3,000,001 - $5,000,000: 0.80% annually $5,000,001 - $10,000,000: 0.65% annually $10,000,001+: 0.50% annually
Fee-only: Financial planning and educational workshops provided at no charge.
Main office
Chicago IL
Advisors at this office
1
Most active in
California · Illinois
Also doing business as
K.W. Andersen Investment Group, LLC · Kw Andersen Investment Group, LLC · Kw Andersen Investments
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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