Kaizen Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Kaizen Wealth Management is an independent, single-advisor registered investment adviser that provides financial planning and portfolio management for individuals, families, trusts and retirement accounts. Although these service types are common among independents, the firm manages a relatively large pool of assets across a small number of client relationships, suggesting a focus on larger or more concentrated client accounts.
The firm’s investment approach is grounded in Modern Portfolio Theory and behavioral finance, emphasizing broad diversification across asset classes, long-term holdings, and strategic rebalancing. Portfolios are typically managed on a discretionary basis, with periodic reviews and adjustments driven by changes in client circumstances and capital market conditions.
Distinctive operational features include the principal’s background with large broker-dealers and completion of a formal financial planning program, and the firm’s use of an institutional custody platform that provides trading and operational support. Kaizen also delivers weekly portfolio activity summaries to clients and does not vote client proxies, leaving proxy voting responsibility with clients rather than exercising voting authority on their behalf.
Client services
Expertise
Fee options
$0 - $10,000,000: 1.00% annually $10,000,000 - $20,000,000: 0.50% annually $20,000,000+: 0.25% annually
Main office
18 Broad Street, Suite 300
Charleston SC 29401
Advisors at this office
1
Most active in
New York · South Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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