Kane Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Kane Asset Management, LLC provides discretionary investment management to individuals, high-net-worth individuals, and families, constructing customized portfolios of equities, exchange-traded funds, mutual funds, and fixed-income securities. The firm manages client accounts in accordance with written Investment Policy Statements and permits clients to submit reasonable investment restrictions for acceptance.
The firm’s investment approach blends fundamental and technical analysis with an emphasis on asset allocation, favoring long-term purchases while allowing short-term trades for rebalancing or opportunistic reasons. Kane Asset Management obtains discretionary trading authority, relies on an independent qualified custodian for account custody, and conducts at least quarterly account reviews and reporting.
Noteworthy features include that the firm commenced advisory operations recently and reported no client assets under management as of the brochure date while nonetheless targeting individual and high-net-worth clients with tailored portfolios. The firm’s principal maintains full-time employment in financial technology/administration and has documented mitigations — including a long-term strategy, monitoring technology, and allocation of off-hours time — to address potential capacity constraints; the firm also does not serve as a private fund adviser.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,000 - $5,000,000: 0.85% $5,000,000 - Negotiable: Negotiable
Account minimum: $250,000 (Negotiable, may be waived at sole discretion)
Main office
Stamford CT
Advisors at this office
1
Most active in
Connecticut
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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