Kane Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Kane Financial provides investment management, financial planning, and retirement plan consulting to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, and small businesses. The firm reports roughly $75 million in assets under management and serves about 296 client relationships through a two‑advisor team.
The firm’s investment process combines fundamental company analysis with a primary emphasis on passive investment management, constructing asset‑allocated portfolios using index mutual funds and ETFs with periodic rebalancing. Accounts are generally managed on a discretionary basis and financial planning, estate and tax‑related planning, and business planning are incorporated into client engagements.
Notably, Kane Financial operates with a comparatively large client roster for a two‑advisor practice, which results in a higher client workload per advisor than is typical for similarly sized supported firms. The firm also provides employee benefit plan services and manages Non‑ERISA 403(b) model portfolios through platform relationships (including Aspire and Vestwell) and uses fee‑based variable annuity arrangements in specific circumstances, features that distinguish its service mix from many peers.
Client services
Expertise
Occupation focus
Fee options
Employee Benefit Plan Services fixed fees ranging from $300 to $1,000 per quarter, negotiable
$0 - $500,000: 1.00% $500,000 - $1,000,000: 0.75% $1,000,000+: 0.50%
$200.00 per hour, negotiable depending on complexity
Main office
See office151 West Main Street
Waterville NY 13480
Advisors at this office
1
Offices (2)
Most active in
Florida · New York · Texas
Also doing business as
Kane Financial · Kane Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Clinton K
Series 66
Waterville, NY
Kane Financial
Clinton Kane is a financial advisor at Kane Financial with 17 years of industry experience. He holds the Series 66 designation and has worked at Kane Financial since 2017, following five years at Cadaret, Grant & Co., Inc. and Strategic Financial Services. Kane Financial serves individual clients, pension and profit-sharing plans, and small businesses by offering discretionary investment management, financial planning, and retirement-plan consulting. The firm employs a primarily passive investment approach, combining fundamental analysis with index mutual funds and ETFs, and provides financial planning to all investment management clients without additional charge.
Danielle H
Series 65
Pittsford, NY
Kane Financial
Danielle Hartman is a financial advisor at Kane Financial in Pittsford, NY, holding a Series 65 designation with one year of industry experience. Prior to her current role, she worked in various positions outside the financial industry, including at SHEN Beauty and Edgewell Personal Care. She is president and treasurer of Femme Financial, an investment club focused on education, where she organizes meetings, executes trades, and manages financial reporting. Kane Financial serves individual clients, pension and profit-sharing plans, and small businesses, offering discretionary investment management, financial planning, and retirement-plan consulting. The firm employs a client-specific investment approach that generally combines fundamental analysis with primarily passive strategies using index mutual funds and ETFs.
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