Karagosian Financial Services, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Karagosian Financial Services, Inc. provides personalized financial planning and portfolio management primarily to individual investors and, less commonly for a firm of its size, to corporate entities, pension and profit‑sharing plans, and charitable organizations. The registered investment adviser manages both discretionary and non‑discretionary accounts for a small client base (about 52 clients) with roughly $26.8 million in assets under management.
The firm constructs customized portfolios using a combination of fundamental and technical analysis and considers micro‑ and macroeconomic factors such as revenue growth, valuation multiples, GDP and tax policy. Strategies include growth, value and special‑situations investing; accounts are reviewed regularly, clients may impose investment restrictions, and recommended holdings typically include equities, bonds, mutual funds and ETFs with associated market and credit risks.
Compared with many independent advisers, Karagosian Financial Services is organized as a corporation with a sole shareholder rather than operating as a typical sole proprietorship, and it explicitly serves corporate and charitable institutional clients in addition to individuals. The firm has ended dual registrations and does not derive commission income, maintains a formal Code of Ethics with trading controls, does not use soft‑dollar arrangements, and leaves proxy voting to clients.
Client services
Expertise
Fee options
$0 - $500,000: 1.50% $500,001 - $5,000,000: 1.25% $5,000,001+: 1.00%
Account minimum: $100,000 Minimum fee: There may be a minimum fee charge when assets under management are under $100,000. Fee-only: Management fee based on percentage of AUM, negotiable and usually fixed; no commissions or other fee types charged.
Main office
1 Baltic Place 201 D
Croton on Hudson NY 10520
Advisors at this office
1
Most active in
Connecticut · New Jersey · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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