A complete list of active advisors currently associated with Karpus Investment Management
Warmer can help you find a great advisor at Karpus Investment Management or one who fits your needs even better.
Karpus Investment Management is a discretionary investment adviser that serves individuals (including high‑net‑worth and non‑HNW clients), ERISA plans, trusts, estates, charitable organizations, and certain institutional clients such as insurance companies and state or municipal governments. The firm also acts as a sub‑adviser, provides model portfolios to platforms, participates in wrap programs, and offers cash and foundation/endowment administrative services and grant coordination for institutional and nonprofit clients. The firm manages roughly $4.3 billion in discretionary assets and employs an actively managed, multi‑manager, value‑oriented investment approach that emphasizes diversified exposure to mutual funds, ETFs, closed‑end funds (CEFs), and select alternative instruments such as SPACs, term preferreds, and BDC securities. Portfolios are constructed and monitored against investment matrices and are rebalanced as needed; Karpus also pursues shareholder engagement for CEFs and follows specific SPAC redemption and rotation strategies when shares trade at, below, or above trust values. Compared with many multi‑team advisers, Karpus is notable for accepting insurance and municipal clients and for providing foundation support services without an added charge, while not offering standalone financial planning or fixed‑fee arrangements typical at other firms. The firm is a wholly owned subsidiary of City of London Investment Group PLC with an intercompany agreement with its affiliated adviser (CLIM) for shared services, and discloses and manages related conflicts of interest through specific controls and a group Code of Ethics.
To learn more about the advisors currently working at Karpus Investment Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Pittsford, NY
| 4
| |
Pittsford, NY
| 5
| |
Pittsford, NY
| 0
| |
Pittsford, NY
| 5
| |
Pittsford, NY
| 7
|
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