A complete list of active advisors currently associated with KATE Capital Group

Warmer can help you find a great advisor at KATE Capital Group or one who fits your needs even better.

Kate Capital Group is a small registered investment adviser founded in 2024 that manages roughly $22.9 million for about 50 clients, serving individuals and high-net-worth households as well as trusts, estates, small businesses and charitable institutions. The firm provides ongoing discretionary investment management alongside broad-based financial planning, including retirement, estate, tax, employee-benefit and business succession planning. The firm integrates a detailed client assessment (age, risk tolerance, tax status, cash flow and debt) with quantitative analysis to build diversified, asset-allocation portfolios based on Modern Portfolio Theory, chiefly using ETFs, mutual funds and fixed-income instruments. Accounts are generally managed on a discretionary basis with rebalancing as market conditions warrant; the firm also incorporates client-reported non‑managed holdings into rebalancing analyses and typically recommends using a major custodian for execution and custody. Noteworthy aspects relative to peers include in‑house advisory personnel who hold both CFP and Accredited Estate Planner credentials, reflecting a stronger emphasis on estate-planning coordination within the advisory relationship, and a policy of no formal account minimums despite a high-touch planning service set. The firm discloses operational practices that may be uncommon — for example, it prioritizes rebalancing attention by asset size during busy periods, its advisory representatives spend a small portion of time offering insurance products (for which commissions may be received), it does not take custody of client assets, and it maintains trade-error reimbursement procedures.

To learn more about the advisors currently working at KATE Capital Group, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.