Katsutoshi Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 3 employees
Firm type
Supported
1-4 advisors or >$200M in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Katsutoshi Capital Management is an investment manager that offers discretionary portfolio management and creates investment policy statements tailored to client goals, risk tolerances, and time horizons. The firm focuses its advice on equities, ETFs, real estate funds (including REITs) and private placements and may use model allocations alongside individualized recommendations.
The firm’s stated investment approach emphasizes long-term, growth-oriented public equities intended for intergenerational wealth and requires a multi-year investment horizon; it combines fundamental, quantitative, technical analysis and modern portfolio theory in portfolio construction. KCML may employ margin and leverage in client accounts and, for qualified clients, accepts performance-based compensation that is subject to a hurdle and other conditions.
Notable features for a manager of this type include that the firm is newly formed and currently reports no assets under management or clients while operating with a very small management team and without third‑party sub‑advisers. KCML requires clients to use a specific custodian/broker (Interactive Brokers), documents potential receipt of soft‑dollar research from brokers, and maintains written policies on fiduciary duties, proxy voting, and a code of ethics.
Client services
Portfolio management
Expertise
Wealth management
Real estate investing
Private / alternative investments
Fee options
All Assets+: 2.50% annually
Annual fee of 2.00% of AUM plus 20.00% performance fee on capital appreciation above 5% hurdle rate per year, fees will not exceed 3% total.
Main office location
Katsutoshi Capital Management, LLC
New Hope PA, United States
Number of offices
2
Most active in
Katsutoshi Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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