Katz Family Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Katz Family Financial Advisors provides investment management and related consulting to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm serves both high‑net‑worth and non‑HNW individual clients and offers asset‑based portfolio management alongside limited financial planning and seminar services.
The firm delivers advice through an initial client interview and ongoing non‑discretionary management, using fundamental analysis and proprietary screening rules that emphasize safety, quality, growth, and value to allocate among individual equities, fixed income, mutual funds, and ETFs. Katz sponsors and manages a wrap‑fee Program in which all clients currently participate, bundling advisory, brokerage and transaction services under the program structure.
Noteworthy for a small adviser, Katz operates its own wrap program (an uncommon arrangement among peers) and also provides educational seminars or workshops to clients, a service relatively rare in this peer group. Operationally, the firm relies on a single custodian and executes each account’s trades separately rather than aggregating executions, and it provides regular reporting (including monthly inventory and quarterly statements) as part of its client communications.
Client services
Expertise
Fee options
1% annually, charged quarterly in arrears
Fee-only: Fees solely based on assets under management; no commissions or transaction fees separately charged
Main office
3307 Duke Street
Alexandria VA 22314-4522
Advisors at this office
2
Most active in
Delaware · Louisiana · Maryland · New York · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Mark K
Series 63, Series 65
Alexandria, VA
Katz Family Financial Advisors, LLC
Mark Katz is a financial advisor with Katz Family Financial Advisors, LLC in Alexandria, VA, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has worked at Katz Family Financial Advisors since 2005 and previously at UBS Financial Services and Eastern Point Advisors Inc. Katz Family Financial Advisors provides investment management and consulting services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm serves both high-net-worth and non-HNW clients, employing a non-discretionary management approach based on fundamental analysis and proprietary screening, and operates its own wrap-fee program.
Jacob K
Series 65
Alexandria, VA
Katz Family Financial Advisors, LLC
Jacob Katz is a financial advisor at Katz Family Financial Advisors, LLC in Alexandria, VA, holding a Series 65 designation with three years of industry experience. His work history includes roles at Rogo and Greenhill & Co., as well as time spent at Katz Family Financial Advisors since 2022. Katz Family Financial Advisors offers investment management and consulting services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities, serving both high-net-worth and non-HNW clients. The firm uses fundamental analysis and proprietary screening methods to allocate assets among equities, fixed income, mutual funds, and ETFs, operating its own wrap-fee program and providing educational seminars to clients.
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