Katz Family Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Katz Family Financial Advisors provides investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm delivers its services through a fee-based wrap program it sponsors and also offers limited financial planning and seminar services to clients.
The firm says it relies on fundamental analysis and proprietary screening for safety, quality, growth, and value when constructing portfolios, allocating among individual debt and equity securities, mutual funds, and exchange-traded funds. The brochure describes account management as conducted with client consent for transactions, ongoing monitoring, and periodic reviews with written reporting.
Noteworthy features include that Katz is both the sponsor of a wrap fee program and enrolls all clients in that program, and that it provides educational seminars or workshops in addition to portfolio management. The firm routes all brokerage through a single custodian and does not aggregate trades, and its code permits affiliated persons to purchase recommended securities in their own accounts as a final test prior to client recommendations—practices that may affect execution timing compared with many peers.
Client services
Expertise
Fee options
1% annually, charged quarterly in arrears
Fee-only: Fee-only wrap program; no commissions or performance-based fees
Main office
3307 Duke Street
Alexandria VA 22314-4522, United States
Most active in
Delaware · Louisiana · Maryland · New York · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Mark K
Series 63, Series 65
Alexandria, VA
Katz Family Financial Advisors, LLC
Mark Katz is a financial advisor with Katz Family Financial Advisors, LLC in Alexandria, VA, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. He has been with Katz Family Financial Advisors since 2005. Katz Family Financial Advisors manages approximately $106.5 million in assets across about 117 client relationships, serving individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and other business entities. The firm employs a fundamental analysis investment process with proprietary screening focused on safety, quality, growth, and value, delivering personalized portfolio management through its fee-only wrap fee program and educational seminars.
Jacob K
Series 65
New York, NY
Katz Family Financial Advisors, LLC
Jacob Katz is a Series 65-licensed financial advisor with Katz Family Financial Advisors, LLC in New York, NY. He has two years of industry experience and previously worked at Greenhill & Co. and Rogo. Katz also had a role in the restaurant industry at Café O'Lei Restaurants. Katz Family Financial Advisors provides investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm uses fundamental analysis and proprietary screening focusing on safety, quality, growth, and value to construct portfolios and offers these services through a fee-based wrap program along with limited financial planning and educational seminars.
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